Jay H. Block
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jay Harris Block was a registered financial professional .
Jay is a previously registered financial professional and started their career in finance in 1980. Jay had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 1989 - March 6, 1991
INVESTORS GROUP, LTD.
January 31, 1989 - April 26, 1989
WILLIAM BARTON FINANCIAL, INC.
March 16, 1988 - December 17, 1988
J. W. GANT & ASSOCIATES, INC.
September 4, 1987 - January 26, 1988
FINNET SECURITIES, INC.
May 5, 1987 - September 16, 1987
ALLIED CAPITAL GROUP, INC.
February 17, 1987 - March 24, 1987
ALLIED CAPITAL GROUP, INC.
August 5, 1986 - December 12, 1986
J. EDMUND & CO.
October 20, 1982 - August 10, 1984
WALFORD, DEMARET & CO., INC.
July 12, 1982 - October 8, 1982
CENTENNIAL STATE SECURITIES, INC.
July 1, 1980 - June 9, 1982
OTC NET INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTORS GROUP, LTD.
CRD#: 18187 / SEC#: , 8-36240
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
