Raymond C. Gross
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raymond Charles Gross, who also goes by Ian Scott, was a registered financial professional .
Raymond is a previously registered financial professional and started their career in finance in 1980. Raymond had worked at 6 firms and has passed the Series 63, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 1990 - April 27, 1995
SOUTHERN CALIFORNIA SECURITIES, INC.
January 26, 1989 - September 10, 1990
LEHMAN BROTHERS INC.
February 5, 1986 - January 3, 1989
PRUDENTIAL EQUITY GROUP, LLC
July 8, 1982 - February 26, 1986
CITIGROUP GLOBAL MARKETS INC.
May 13, 1982 - August 13, 1982
MARSHALL AND MEYER BROKERAGE SERVICES, INC.
February 9, 1982 - May 4, 1982
LEHMAN BROTHERS INC.
July 1, 1980 - January 31, 1982
MUNICICORP OF CALIFORNIA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOUTHERN CALIFORNIA SECURITIES, INC.
CRD#: 26503 / SEC#: , 8-42575
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
