Gordon Thomas Gould Iii
Professional Summary
Gordon Thomas Gould III, who also goes by Gordon Thomas Gould, was a registered financial advisor. Gordon was a previously registered financial professional and started their career in finance 1980 - 1995. Gordon had worked at 5 firms and has passed the Series 63, Series 7, Series 1, Series 4, Series 53, Series 27, Series 24, Series 26 and Series 39 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Gordon Thomas Gould
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
46 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
INVESTORS SECURITY COMPANY, INC.
Contact Information
Established
Virginia since 08/24/1964Firm Type
CorporationFiscal Year End
AugustDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HOLLOWAY, CHRISTOPHER MATTHEW | PRESIDENT/CHIEF COMPLIANCE OFFICER | 3124769 |
Disclosures
Regulatory Event
16Civil Event
1Arbitration
1Bond
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 1 — Registered Representative Examination
Passed Apr 1980Series 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Oct 1985About the Series 26 examSeries 39 — Direct Participation Programs Principal Examination
Passed Mar 1985About the Series 39 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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