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Alan S. Beshany

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CRD#: 710857
AB

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Alan Stuart Beshany was a registered financial advisor .

Alan is a previously registered financial advisor and started their career in finance in 1980. Alan had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 1, 1999 - September 30, 2002

ALAN S. BESHANY

RIA
CRD#: 114793
LAKEWOOD, CO
Past

October 6, 1994 - December 31, 1998

CHATFIELD DEAN & CO., INC.

BD
CRD#: 14714
GREENWOOD VILLAGE, CO
Past

March 3, 1994 - October 4, 1994

FOSTER JEFFRIES SECURITIES, LLC

BD
CRD#: 30144
WESTBURY, NY
Past

June 12, 1987 - May 1, 1989

PROFILE INVESTMENTS CORPORATION

BD
CRD#: 16478
Past

January 28, 1985 - June 10, 1987

RLR SECURITIES GROUP, INC.

BD
CRD#: 7952
Past

August 25, 1983 - February 6, 1985

BROWN & HAWK, INC.

BD
CRD#: 3062
Past

December 16, 1982 - August 15, 1983

H. BURCKHARDT & COMPANY, INC.

BD
CRD#: 10274
Past

March 12, 1982 - August 13, 1982

E. F. HUTTON & COMPANY INC

BD
CRD#: 235
Past

July 1, 1980 - November 11, 1981

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 3/8/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam

Current firm


No current employment

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


No current employment

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