Charles B. Levinson

SAGE INVESTMENT ADVISERS LLC

Wappingers Falls, NY 12590

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CRD#: 710843

Professional summary

Charles B. Levinson, who also goes by Charles Bruce Levinson, is a registered financial advisor currently at SAGE INVESTMENT ADVISERS LLC located in Wappingers Falls, New York.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Charles has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 5 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Charles Bruce Levinson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HUDSON HILLS FARM LLC, NOT INVESTMENT RELATED, NEWBURGH NY, 100% OWNERSHIP, START 12/31/2001, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, PURCHASE AND HOLD RARE COIN COLLECTION, WILLOW TREE COIN RARITIES LLC, INV RELATED, POUGHKEEPSIE, NY, 50% OWNERSHIP, START 1/24/2018, 8 HOURS PER MONTH/0 DURING TRADING, DUTIES: ATTEND AUCTIONS & TRADE SHOWS TO PURCHASE AND SELL COINS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles B. Levinson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 1, 2021 - Present

SAGE INVESTMENT ADVISERS LLC

Office #1: 1829 South Road, Wappingers Falls, NY 12590

RIA

CRD#: 304559

Wappingers Falls, NY

Past

February 3, 2012 - October 14, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

POUGHKEEPSIE, NY

Past

June 21, 2007 - October 14, 2021

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

POUGHKEEPSIE, NY

Past

July 31, 1993 - July 3, 2007

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEWBURGH, NY

Past

June 27, 1980 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAGE INVESTMENT ADVISERS LLC

SAGE INVESTMENT ADVISERS LLC | SAGE ONE LLC

CRD#: 304559 / SEC#: 801-116929

RIA

Registered Investment Advisory firm - (7/11/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/14/2022)

IAR

New York
(10/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/29/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/4/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/17/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 5

Date: 10/17/1981

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 6/21/1980

General Securities Representative Examination

Current Firm

SAGE INVESTMENT ADVISERS LLC

SAGE INVESTMENT ADVISERS LLC | SAGE ONE LLC

CRD#: 304559 / SEC#: 801-116929

RIA

Registered Investment Advisory firm - (7/11/2019 Approved)

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Contact information

Main Address

1829 South Road, Wappingers Falls, NY 12590

Mailing Address

Phone number

(845) 240-1551

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SAGE DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT (3/13/2025)

Regulatory assets under management

Total Number of Accounts	667
AUM (Assets Under Management)	$ 224,740,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Charles B. Levinson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles B. Levinson's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

SAGE INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/29/2021

Series 63

Date: 11/4/1982

Series 7TO

Date: 10/17/2022

SIE

Date: 10/1/2018

Series 5

Date: 10/17/1981

Series 7

Date: 6/21/1980

Current Firm

SAGE INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAGE INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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