Caroline Beyer Austin
Professional Summary
Caroline Beyer Austin, who also goes by Carey Austin, Caroline B Austin, Caroline Austin, Caroline Sue Beyer, Caroline Beyer Kish, was a registered financial advisor. Caroline was a previously registered financial professional and started their career in finance 1980 - 2013. Caroline had worked at 18 firms and has passed the Series 63, Series 65, Series 7, Series 53, Series 27, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Caroline Beyer Austin, Carey Austin, Caroline B Austin, Caroline Austin, Caroline Sue Beyer, Caroline Beyer Kish
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
46 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
BOURNEHILL INVESTMENT SERVICES, INC. | SYNERGY SECURITIES | CREST RETIREMENT PLANNING | CALLAWAY FINANCIAL SERVICES, INC.
Contact Information
Established
Texas since 01/05/2000Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallDocuments
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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