Karen K. Ard
Professional summary
Karen Kay Ard, who also goes by Karen Kay Archutowski, Karen Kay Ard Goldblum, is a registered financial professional currently at BOUSTEAD SECURITIES, LLC located in Irvine, California.
Karen is registered as a RR (Registered Representative) and started their career in finance in 1980. Karen has worked at 21 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Karen Kay Ard's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 7, 2016 - Present
BOUSTEAD SECURITIES, LLC
Office #1: 6 Venture Suite 395, Irvine, CA 92618November 12, 2019 - August 17, 2021
SUTTER SECURITIES INCORPORATED
February 22, 2019 - November 21, 2019
SUTTER SECURITIES CLEARING, LLC
March 22, 2012 - April 29, 2016
EQUINOX SECURITIES, INC.
October 18, 2011 - January 26, 2012
XNERGY FINANCIAL LLC
August 15, 2003 - November 16, 2011
SPENCER EDWARDS, INC.
December 9, 1999 - August 17, 2001
SALOMON GREY FINANCIAL CORPORATION
August 25, 1998 - July 1, 1999
HD BROUS & CO., INC.
August 7, 1995 - May 1, 1998
GLOBAL FINANCIAL GROUP, INC.
October 6, 1993 - January 23, 1995
FAIRCHILD FINANCIAL GROUP, INC.
September 8, 1992 - October 28, 1993
STRATEGIC RESOURCE MANAGEMENT, INC.
July 19, 1991 - September 9, 1992
TAMARON INVESTMENTS, INC.
December 3, 1990 - July 23, 1991
NTB FINANCIAL CORPORATION
February 12, 1987 - December 18, 1990
KOBER FINANCIAL CORP.
March 12, 1986 - February 26, 1987
FIRST AFFILIATED SECURITIES, INC.
July 19, 1985 - March 18, 1986
INTERNATIONAL SECURITIES GROUP, LTD.
December 5, 1984 - July 17, 1985
QUINN & CO., INC.
February 7, 1983 - December 6, 1984
VANTAGE SECURITIES OF COLORADO, INC.
September 14, 1982 - January 25, 1983
SECO SECURITIES, INC.
July 30, 1981 - August 18, 1982
B. J. LEONARD AND COMPANY, INC.
July 1, 1980 - June 26, 1981
FIRST FINANCIAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/22/2019)
(8/8/2016)
(1/22/2019)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
BOUSTEAD SECURITIES, LLC
CRD#: 141391 / SEC#: , 8-67384
Contact information
FINRA licenses (47 States and Territories)
Disclosures
| Regulatory Event | 1 |
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