John J. Gremmo
Professional summary
John Joseph Gremmo III was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John is a previously registered financial professional and started their career in finance in 1980. Prior to being barred, John had worked at 14 firms, which includes WINDHAM SECURITIES INC., COMPREHENSIVE CAPITAL CORPORATION, GLENN MICHAEL FINANCIAL INC., FIRST UNITED EQUITIES CORPORATION, GROSSMAN & CO. LLC., COLIN WINTHROP & CO. INC., CASTLE SECURITIES CORP., A.J. MICHAELS & CO. LTD., FIRST INDEPENDENCE GROUP INC., INDIVIDUAL'S SECURITIES LTD., BROKERSTRUST CLEARING CORP., CROWN FINANCIAL GROUP INC., SUCCESS SECURITIES INC., SOURCE SECURITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2001 - March 13, 2001
WINDHAM SECURITIES, INC.
February 10, 1999 - February 19, 1999
COMPREHENSIVE CAPITAL CORPORATION
December 23, 1997 - January 1, 1999
GLENN MICHAEL FINANCIAL, INC.
January 17, 1995 - December 24, 1997
FIRST UNITED EQUITIES CORPORATION
April 18, 1994 - December 14, 1994
GROSSMAN & CO., LLC.
October 26, 1993 - January 21, 1994
COLIN WINTHROP & CO., INC.
December 18, 1992 - October 18, 1993
CASTLE SECURITIES CORP.
April 24, 1992 - November 28, 1992
A.J. MICHAELS & CO., LTD.
July 25, 1989 - February 1, 1994
FIRST INDEPENDENCE GROUP INC.
March 10, 1989 - July 27, 1989
A.J. MICHAELS & CO., LTD.
April 27, 1984 - March 16, 1989
INDIVIDUAL'S SECURITIES LTD.
June 27, 1983 - November 14, 1983
BROKERSTRUST CLEARING CORP.
September 20, 1982 - April 7, 1983
CROWN FINANCIAL GROUP, INC.
November 6, 1981 - November 23, 1982
SUCCESS SECURITIES INC.
January 8, 1981 - October 8, 1981
SOURCE SECURITIES CORPORATION
June 26, 1980 - January 30, 1981
SUCCESS SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/22/1998
Limited Representative-Equity Trader ExamCurrent Firm
WINDHAM SECURITIES, INC.
CRD#: 20529 / SEC#: , 8-38311
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Civil Event | 1 |
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