Frederick D. Offenberg

CLEMENSEN CAPITAL COMPANY LLC

NEWTON, MA

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CRD#: 710473

Professional summary

Frederick David Offenberg is a registered financial advisor currently at CLEMENSEN CAPITAL COMPANY LLC located in Newton, Massachusetts.

Frederick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Frederick has worked at 16 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frederick David Offenberg's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 25, 2017 - Present

CLEMENSEN CAPITAL COMPANY LLC

RIA

CRD#: 166837

NEWTON, MA

Past

January 14, 2016 - March 22, 2017

ANDRES CAPITAL MANAGEMENT, LLC

RIA

CRD#: 175096

NEWTOWN, MA

Past

April 27, 2009 - December 1, 2016

FOX CHASE CAPITAL PARTNERS, LLC

CRD#: 104087

SPRINGFIELD, NJ

Past

January 7, 2008 - April 28, 2009

R. SEELAUS & CO., LLC

CRD#: 14974

BOSTON, MA

Past

January 29, 2007 - July 23, 2007

CANTOR FITZGERALD & CO.

CRD#: 134

BOSTON, MA

Past

January 5, 2001 - February 12, 2007

UBS FINANCIAL SERVICES INC.

CRD#: 8174

BOSTON, MA

Past

March 21, 2000 - January 26, 2001

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

June 9, 1999 - November 29, 1999

ADVEST, INC.

CRD#: 10

HARTFORD, CT

Past

July 17, 1997 - July 20, 1998

J. B. HANAUER & CO.

CRD#: 6958

PARSIPPANY, NJ

Past

March 31, 1994 - January 24, 1996

RODMAN & RENSHAW INC.

CRD#: 724

CHICAGO, IL

Past

May 8, 1992 - March 30, 1994

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

July 5, 1990 - April 1, 1992

CHASE SECURITIES, INC.

CRD#: 10793

NEW YORK, MD

Past

September 15, 1987 - February 2, 1990

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

April 8, 1987 - September 21, 1987

PRINTON KANE & CO., L.P.

CRD#: 6358

Past

June 4, 1985 - August 30, 1985

SBC WARBURG DILLON READ INC.

CRD#: 1650

Past

June 26, 1980 - April 26, 1985

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/11/2021)

IAR

Massachusetts
(7/13/2018)

IAR

New Jersey
(4/25/2017)

IAR

New York
(10/10/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/7/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/1/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/21/1980

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/11/1994

General Securities Principal Examination

Current Firm

CLEMENSEN CAPITAL COMPANY LLC

CRD#: 166837 / SEC#:

California

Registered Investment Advisory firm - (11/18/2013 Approved)

Massachusetts

Registered Investment Advisory firm - (7/13/2018 Approved)

New Jersey

Registered Investment Advisory firm - (11/7/2013 Approved)

New York

Registered Investment Advisory firm - (11/13/2013 Approved)

Texas

Registered Investment Advisory firm - (6/21/2023 Approved)

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Contact information

Main Address

West Orange, NJ

Mailing Address

Phone number

(973) 243-0202

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	215
AUM (Assets Under Management)	$ 58,557,052

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Frederick D. Offenberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frederick David Offenberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

ANDRES CAPITAL MANAGEMENT, LLC

FOX CHASE CAPITAL PARTNERS, LLC

R. SEELAUS & CO., LLC

CANTOR FITZGERALD & CO.

UBS FINANCIAL SERVICES INC.

UBS SECURITIES LLC

ADVEST, INC.

J. B. HANAUER & CO.

RODMAN & RENSHAW INC.

J.P. MORGAN SECURITIES INC.

CHASE SECURITIES, INC.

PERSHING LLC

PRINTON KANE & CO., L.P.

SBC WARBURG DILLON READ INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 9/7/1999

SIE

Date: 12/1/2016

Series 7

Date: 6/21/1980

Series 24

Date: 1/11/1994

Current Firm

CLEMENSEN CAPITAL COMPANY LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CLEMENSEN CAPITAL COMPANY LLC

TRUST BUT VERIFY

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