Kenneth Grant
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Grant, who also goes by Kenneth Gladstein, Kenneth Glatstein, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1980. Kenneth had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 8, 2010 - March 28, 2012
COVA CAPITAL PARTNERS LLC
April 2, 2007 - June 17, 2008
LEGEND SECURITIES, INC.
April 9, 2003 - February 6, 2007
NEW YORK GLOBAL SECURITIES, INC.
February 7, 2001 - May 24, 2001
BISHOP, ROSEN & CO., INC.
March 6, 1998 - October 18, 2000
DIRKS & COMPANY, INC.
October 11, 1994 - March 4, 1998
FAB SECURITIES OF AMERICA, INC.
December 15, 1986 - September 19, 1994
MANOR SECURITIES CORPORATION
November 19, 1981 - November 14, 1986
RUSSO SECURITIES INC.
April 24, 1980 - December 19, 1981
MULLER AND COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COVA CAPITAL PARTNERS LLC
CRD#: 109761 / SEC#: , 8-53105
Contact information
FINRA licenses (40 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
