Robert A. Shuey

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CRD#: 710362

Professional summary

Robert Alton Shuey III was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Robert is a previously registered financial professional and started their career in finance in 1980. Prior to being barred, Robert had worked at 14 firms, which includes RUSHMORE SECURITIES CORPORATION, INSTITUTIONAL EQUITY CORPORATION, TEJAS SECURITIES GROUP INC., NATIONAL SECURITIES CORPORATION, CENTEX SECURITIES INCORPORATED, DILLON - GAGE SECURITIES INC., DICKINSON & CO., CULLUM & SANDOW SECURITIES INC., HATCHER & COMPANY, MERIT SECURITIES INC., M.S. ETHEREDGE & CO. INC., RAUSCHER PIERCE REFSNES INC., SALOMON BROTHERS INC..

Question & Answer

Are you a "fiduciary"?

Aliases

Robert Alton Shuey | Robert Altron Shuey Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 19, 2001 - April 1, 2002

RUSHMORE SECURITIES CORPORATION

CRD#: 8392

DALLAS, TX

Past

January 7, 1999 - July 2, 2001

INSTITUTIONAL EQUITY CORPORATION

CRD#: 19628

DALLAS, TX

Past

September 2, 1997 - December 31, 1998

TEJAS SECURITIES GROUP, INC.

CRD#: 36705

AUSTIN, TX

Past

October 16, 1996 - October 1, 1997

NATIONAL SECURITIES CORPORATION

CRD#: 7569

BOCA RATON, FL

Past

April 11, 1995 - October 15, 1996

CENTEX SECURITIES, INCORPORATED

CRD#: 18493

LA JOLLA, CA

Past

February 24, 1994 - April 3, 1995

DILLON - GAGE SECURITIES, INC.

CRD#: 10821

ADDISON, TX

Past

March 1, 1993 - December 8, 1993

DICKINSON & CO.

CRD#: 689

DES MOINES, IA

Past

October 13, 1992 - March 10, 1993

CULLUM & SANDOW SECURITIES, INC.

CRD#: 15836

DALLAS, TX

Past

November 3, 1989 - October 16, 1990

HATCHER & COMPANY

CRD#: 7182

Past

September 29, 1989 - December 23, 1991

MERIT SECURITIES, INC.

CRD#: 17577

DALLAS, TX

Past

November 2, 1987 - June 28, 1989

M.S. ETHEREDGE & CO., INC.

CRD#: 7648

Past

June 27, 1984 - November 3, 1987

RAUSCHER PIERCE REFSNES, INC.

CRD#: 6663

Past

May 1, 1981 - July 16, 1984

INSTITUTIONAL EQUITY CORPORATION

CRD#: 4035

Past

June 26, 1980 - May 24, 1981

SALOMON BROTHERS INC.

CRD#: 740

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 10/13/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/21/1980

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/7/1991

General Securities Principal Examination

Current Firm

RUSHMORE SECURITIES CORPORATION

KEN DAVIS SECURITIES, INC. | RUSHTRADE.COM | RUSHMORE SECURITIES CORPORATION

CRD#: 8392 / SEC#: , 8-25253

Terminated by SEC on 01/25/2004

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Contact information

Main Address

Mailing Address

Phone number

Established

Texas since 07/07/1980

Firm type

Corporation

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
RUSHMORE FINANCIAL GROUP, INC.	STOCKHOLDER
MOORE, DEWEY MALONE JR	DIRECTOR	801534
ZUCKER, BRUCE ELLIOT	PRESIDENT-FINOPS	477237

Disclosures

Regulatory Event	5
Arbitration	3

Red Flags

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Robert A. Shuey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

INSTITUTIONAL EQUITY CORPORATION

TEJAS SECURITIES GROUP, INC.

NATIONAL SECURITIES CORPORATION

CENTEX SECURITIES, INCORPORATED

DILLON - GAGE SECURITIES, INC.

DICKINSON & CO.

CULLUM & SANDOW SECURITIES, INC.

HATCHER & COMPANY

MERIT SECURITIES, INC.

M.S. ETHEREDGE & CO., INC.

RAUSCHER PIERCE REFSNES, INC.

INSTITUTIONAL EQUITY CORPORATION

SALOMON BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/13/1980

Series 7

Date: 6/21/1980

Series 24

Date: 11/7/1991

Current Firm

RUSHMORE SECURITIES CORPORATION

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

RUSHMORE SECURITIES CORPORATION

TRUST BUT VERIFY

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