Robert J. Schneider
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert J Schneider, who also goes by Robert J. Schneider, Robert Joseph Schneider, Robert Schneider, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1980. Robert had worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 16, 2018 - April 22, 2019
EDELMAN FINANCIAL ENGINES
April 22, 2016 - October 31, 2018
RETIREONE INVESTMENT SERVICES, LLC
February 17, 2010 - April 22, 2016
SANDERS MORRIS LLC
January 28, 2010 - November 1, 2018
EDELMAN FINANCIAL SERVICES, LLC
November 2, 2007 - May 26, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 17, 2006 - May 26, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 10, 2005 - April 27, 2006
UBS FINANCIAL SERVICES INC.
March 15, 2004 - December 9, 2005
ADVEST, INC.
April 25, 2002 - December 12, 2002
CITIGROUP GLOBAL MARKETS INC.
February 1, 1999 - October 1, 2001
CITICORP INVESTMENT SERVICES
June 25, 1984 - November 28, 1998
FLEET CLEARING CORPORATION
June 26, 1980 - February 20, 1998
FLEET BROKERAGE SECURITIES, INC.
Primary Firm SEC Registration
EDELMAN FINANCIAL ENGINES
CRD#: 104510 / SEC#: 801-55196
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EDELMAN FINANCIAL ENGINES
CRD#: 104510 / SEC#: 801-55196
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,552,934 |
| AUM (Assets Under Management) | $ 292,902,969,770 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
