Thomas Hale Mcbride Iii
CFP®Professional Summary
Thomas Hale Mcbride III, CFP®, who also goes by Thomas H Mcbride, Thomas Hale Mcbride III, Thomas Hale Mcbride, Tom Mcbride III, Tommy Mcbride Iii, Thomas Mcbride, is a registered financial advisor currently at LEGACY FINANCIAL GROUP located in Des Moines, Iowa. Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Thomas has worked at 16 firms and has passed the Series 63, SIE, Series 7 and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Thomas H Mcbride, Thomas Hale Mcbride Iii, Thomas Hale Mcbride, Tom Mcbride Iii, Tommy Mcbride Iii, Thomas Mcbride
Similar Advisors
PRINCIPAL SECURITIES, INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
PRINCIPAL SECURITIES, INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
PRINCIPAL SECURITIES, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
PRINCIPAL SECURITIES, INC.
Credentials
Years of Experience
46 years in the financial services industry
Current & Past Employments
Similar Advisors
PRINCIPAL SECURITIES, INC.
Current Firm
LEGACY FINANCIAL GROUP | SPECTRUM FINANCIAL SERVICES | SPECTRUM ADVISORY SERVICES | LONGENECKER FINANCIAL SERVICES | LFG PLANNERS | LEGACY FINANCIAL GROUP, LLC
Contact Information
Main Address
6000 Grand Avenue Suite B, Des Moines, IA 50312Phone Number
(515) 255-3306# of Employees
18SEC notice filing (18 States and Territories)
Registered to provide investment advisory services in 18 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
4,146AUM (Assets Under Management)
$1,007,573,360Similar Advisors
PRINCIPAL SECURITIES, INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
PRINCIPAL SECURITIES, INC.
Primary Firm SEC Registration
LEGACY FINANCIAL GROUP | SPECTRUM FINANCIAL SERVICES | SPECTRUM ADVISORY SERVICES | LONGENECKER FINANCIAL SERVICES | LFG PLANNERS | LEGACY FINANCIAL GROUP, LLC
State Registrations and Notice Filings
(10/12/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 1 — Registered Representative Examination
Passed Jun 1980Similar Advisors
PRINCIPAL SECURITIES, INC.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Hale Mcbride III's CRS (Customer Relationship Summary).
Similar Advisors
PRINCIPAL SECURITIES, INC.
