Virginia B. Gerhart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Virginia Beauregard Gerhart was a registered financial professional .
Virginia is a previously registered financial professional and started their career in finance in 1980. Virginia had worked at 7 firms and has passed the Series 63, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 2009 - January 27, 2014
INVESTMENT ARCHITECTS, INC.
June 20, 2002 - February 10, 2009
OAK TREE SECURITIES, INC.
January 15, 1991 - February 10, 2009
OAK TREE SECURITIES, INC.
April 17, 1989 - December 31, 1990
E.F. DALY FINANCIAL GROUP
March 29, 1989 - April 20, 1989
CONSOLIDATED INVESTMENT SERVICES, INC.
March 29, 1988 - May 8, 1989
U.S. ADVISORS, INC.
December 24, 1987 - July 13, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
May 24, 1980 - December 24, 1987
FINANCIAL PLANNERS EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTMENT ARCHITECTS, INC.
CRD#: 17774 / SEC#: , 8-35724
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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