Salvatore A. Daliso

NEWOAK CAPITAL MARKETS LLC

New York, NY 10019

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CRD#: 710079

Professional summary

Salvatore Anthony Daliso, who also goes by Salvatore Anthony D'aliso, Skip Daliso, is a registered financial professional currently at NEWOAK CAPITAL MARKETS LLC located in New York, New York.

Salvatore is registered as a RR (Registered Representative) and started their career in finance in 1980. Salvatore has worked at 21 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 5, Series 7, Series 1, Series 24, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Salvatore Anthony D'aliso | Skip Daliso

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Salvatore Anthony Daliso's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 17, 2025 - Present

NEWOAK CAPITAL MARKETS LLC

Office #1: 3 Columbus Circle 15th Fl., New York, NY, 10019

CRD#: 104063

New York, NY

Past

July 11, 2024 - September 3, 2024

NEWOAK CAPITAL MARKETS LLC

CRD#: 104063

NEW YORK, NY

Past

January 3, 2020 - March 18, 2024

NEWOAK CAPITAL MARKETS LLC

CRD#: 104063

NEW YORK, NY

Past

August 1, 2018 - October 28, 2019

TELLSON SECURITIES

CRD#: 286665

New York, NY

Past

June 15, 2017 - November 29, 2017

INNOVATION PARTNERS LLC

CRD#: 146344

CHARLOTTE, NC

Past

November 18, 2016 - May 18, 2017

ACADEMY SECURITIES, INC.

CRD#: 17433

NEW YORK, NY

Past

July 21, 2016 - October 6, 2016

HARBOR LIGHT SECURITIES, LLC

CRD#: 130227

TAMPA, FL

Past

July 22, 2005 - October 7, 2015

WELLS FARGO SECURITIES, LLC

CRD#: 126292

NEW YORK, NY

Past

February 28, 2005 - July 12, 2005

INDEPENDENT RESEARCH GROUP LLC

CRD#: 124432

NEW YORK, NY

Past

January 7, 2004 - January 3, 2005

FULCRUM GLOBAL PARTNERS LLC

CRD#: 104455

NEW YORK, NY

Past

July 2, 2002 - October 14, 2003

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

March 1, 2002 - April 16, 2002

ABN AMRO INCORPORATED

CRD#: 15776

STAMFORD, CT

Past

April 30, 2001 - March 1, 2002

ABN AMRO SECURITIES LLC

CRD#: 6540

NEW YORK, NY

Past

April 17, 1997 - April 30, 2001

ABN AMRO INCORPORATED

CRD#: 15776

STAMFORD, CT

Past

March 24, 1995 - April 24, 1997

RODMAN & RENSHAW INC.

CRD#: 724

CHICAGO, IL

Past

April 27, 1993 - March 31, 1995

INTESA SANPAOLO IMI SECURITIES CORP.

CRD#: 19418

NEW YORK, NY

Past

January 16, 1990 - May 5, 1993

ROTHSCHILD & CO US INC.

CRD#: 2910

NEW YORK, NY

Past

March 2, 1989 - January 2, 1990

MCKINLEY ALLSOPP, INC.

CRD#: 13098

Past

February 20, 1987 - January 14, 1989

NATWEST SECURITIES CORPORATION

CRD#: 18238

NEW YORK, NY

Past

April 27, 1985 - February 9, 1987

SWERGOLD, CHEFITZ & INCORPORATED

CRD#: 13936

Past

October 13, 1983 - March 5, 1985

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

Past

March 12, 1982 - September 26, 1983

LEHMAN BROTHERS KUHN LOEB INCORPORATED

CRD#: 7555

Past

January 19, 1981 - April 12, 1982

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

June 19, 1980 - August 25, 1980

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(6/17/2025)

New York
(6/17/2025)

Exams

State Security Law Exam

Series 63

Date: 1/29/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 5

Date: 10/19/1981

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 1/17/1981

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 6/16/1980

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/27/2002

General Securities Principal Examination

Principal/Supervisory Exam

Series 10

Date: 7/6/2001

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 8/24/2000

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

NEWOAK CAPITAL MARKETS LLC

CRD#: 104063 / SEC#: , 8-52532

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

3 Columbus Circle 15th Fl., New York, NY, 10019

Mailing Address

3 Columbus Circle 15th Fl., New York, NY, 10019

Phone number

(212) 209-0850

Established

Delaware since 12/30/1999

Firm type

Limited Liability Company

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (9 States and Territories)

Documents

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
NEWOAK SECURITIES HOLDINGS LLC	MEMBER
COHEN, EDWARD BARRY	PFO	1029283
D'VARI, RON	POO	4507652
D'VARI, RON	CO-CHIEF COMPLIANCE OFFICER, ROSFP, AMLCO	4507652
D'VARI, RON	CEO	4507652
DALISO, SALVATORE ANTHONY	CO-CHIEF COMPLIANCE OFFICER, ROSFP, AMLCO	710079

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Salvatore A. Daliso

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Salvatore Anthony Daliso's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEWOAK CAPITAL MARKETS LLC

NEWOAK CAPITAL MARKETS LLC

TELLSON SECURITIES

INNOVATION PARTNERS LLC

ACADEMY SECURITIES, INC.

HARBOR LIGHT SECURITIES, LLC

WELLS FARGO SECURITIES, LLC

INDEPENDENT RESEARCH GROUP LLC

FULCRUM GLOBAL PARTNERS LLC

LEHMAN BROTHERS INC.

ABN AMRO INCORPORATED

ABN AMRO SECURITIES LLC

ABN AMRO INCORPORATED

RODMAN & RENSHAW INC.

INTESA SANPAOLO IMI SECURITIES CORP.

ROTHSCHILD & CO US INC.

MCKINLEY ALLSOPP, INC.

NATWEST SECURITIES CORPORATION

SWERGOLD, CHEFITZ & INCORPORATED

KEYBANC CAPITAL MARKETS INC.

LEHMAN BROTHERS KUHN LOEB INCORPORATED

E. F. HUTTON & COMPANY INC

FORESTERS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/29/1981

Series 52TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 5

Date: 10/19/1981

Series 7

Date: 1/17/1981

Series 1

Date: 6/16/1980

Series 24

Date: 3/27/2002

Series 10

Date: 7/6/2001

Series 9

Date: 8/24/2000

FINRA

Current Firm

NEWOAK CAPITAL MARKETS LLC

Contact information

FINRA licenses (9 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

NEWOAK CAPITAL MARKETS LLC

TRUST BUT VERIFY

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