Ralph E. Harrison

HARRISON CAPITAL MANAGEMENT LLC

Minnetrista, MN

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CRD#: 710053

Professional summary

Ralph Evans Harrison is a registered financial advisor currently at HARRISON CAPITAL MANAGEMENT LLC located in Minnetrista, Minnesota.

Ralph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Ralph has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MOUND WESTONKA SCHOOL BOARD DISTRICT #277, SCHOOL BOARD MEMBER; PUBLIC SCHOOL ADMINISTRATION; NOT INVESTMENT RELATED; JANUARY 2011; NO FINANCIAL INVESTMENT ACTIVITY BUT IS COMPENSATED; 4 HOURS PER WEEK TO THIS ACTIVITY; ZERO HOURS DURING TRADING HOURS. Licensed Insurance Agent. Same office location as advisory services. Only several hours a month, possibly during trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ralph Evans Harrison's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 30, 2016 - Present

HARRISON CAPITAL MANAGEMENT LLC

RIA

CRD#: 284127

Minnetrista, MN

Past

January 27, 2014 - October 12, 2016

B. RILEY WEALTH MANAGEMENT

RIA

CRD#: 2543

MOUND, MN

Past

September 27, 2007 - October 12, 2016

B. RILEY WEALTH MANAGEMENT

CRD#: 2543

MOUND, MN

Past

December 14, 2001 - October 2, 2007

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

MOUND, MN

Past

November 23, 1992 - January 11, 2002

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

September 6, 1991 - November 28, 1992

TRINITY EQUITY TRADING, INC.

CRD#: 28434

SANDPOINT, ID

Past

September 4, 1985 - December 19, 1988

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Past

June 2, 1980 - September 9, 1985

COLLIERS SECURITIES LLC

CRD#: 7477

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(11/30/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/31/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/12/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/3/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/7/2002

General Securities Principal Examination

Current Firm

HARRISON CAPITAL MANAGEMENT LLC

HARRISON CAPITAL MANAGEMENT INC. | HARRISON CAPITAL MANAGEMENT LLC

CRD#: 284127 / SEC#:

Minnesota

Registered Investment Advisory firm - (9/8/2016 Approved)

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Contact information

Main Address

Minnetrista, MN

Mailing Address

Phone number

(952) 472-6828

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	28
AUM (Assets Under Management)	$ 30,338,209

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ralph E. Harrison

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ralph Evans Harrison's CRS (Customer Relationship Summary).

Certified licenses

Experience

B. RILEY WEALTH MANAGEMENT

B. RILEY WEALTH MANAGEMENT

RAYMOND JAMES FINANCIAL SERVICES, INC.

ROBERT W. BAIRD & CO. INCORPORATED

TRINITY EQUITY TRADING, INC.

HORNOR, TOWNSEND & KENT, LLC

COLLIERS SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/31/1991

SIE

Date: 10/12/2016

Series 7

Date: 6/3/1991

Series 24

Date: 2/7/2002

Current Firm

HARRISON CAPITAL MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HARRISON CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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