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Antoinette F. Van Lint

VAN LANSCHOT KEMPEN (USA)
New York, NY 10022
Some features on this profile are disabled
CRD#: 7100442
AV

Professional summary

Antoinette F.m. Van Lint is a registered financial professional currently at VAN LANSCHOT KEMPEN (USA) INC. located in New York, New York.

Antoinette is registered as a RR (Registered Representative) and started their career in finance in 2019. Antoinette has worked at 1 firm and has passed the Series 63, Series 99TO, Series 79TO, Series 7TO, SIE, Series 14 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Antoinette F.m. Van Lint's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 17, 2019 - Present

VAN LANSCHOT KEMPEN (USA) INC.

Office #1: 880 Third Avenue, New York, NY 10022
BD
CRD#: 38760
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(7/26/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 7/26/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 2/4/2025
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 3/24/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/17/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/4/2019
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 14
Date: 2/4/2025
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/13/2023
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

VL
VAN LANSCHOT KEMPEN (USA) INC.
DEXIA SECURITIES U.S.A. INC. | VAN LANSCHOT KEMPEN (USA) INC. | KEMPEN & CO U.S.A., INC.

CRD#: 38760 / SEC#: , 8-48389

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
880 Third Avenue 17th Floor, New York, NY 10022
Mailing Address
880 Third Avenue 17th Floor, New York, NY 10022
Phone number
(212) 376-0130
Established
Delaware since 05/08/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
VAN LANSCHOT KEMPEN N.V.OWNER
DOHERTY, JAMES HUGHPOO4197747
HALLERAN, KRISTIN MARIECCO4726430
RIORDAN, TIFFANYFINOP AND PFO6313437
VAN LINT, ANTOINETTE F.M.CEO7100442

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VAN LANSCHOT KEMPEN (USA) INC.

CRD#: 38760New York, NY 10022

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