JJ
Jane Johnson
ALLIANCE PRIVATE WEALTH
North Reading, MA 01864
Some features on this profile are disabled
CRD#: 7100257
JJ
Professional summary
Jane Johnson is a registered financial advisor currently at ALLIANCE PRIVATE WEALTH, LLC located in North Reading, Massachusetts.
Jane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Jane has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Alliance Private Wealth, LLC; Investment-related; 200 Park Street, North Reading, MA 01864; Registered Investment Advisor; Director of Exit Planning / Investment Advisor Representative; Full-Time Position 2) Licensed insurance agent; Investment-related; Same address; Insurance sales; Implementation of insurance recommendations; Approx. 10% of time during the month. 3) Business Transition Academy, Inc.; Investment-related; Gloucester, MA 01930; Exit planning services, solicit for registered investment advisors; Chief Executive Officer and Chief Compliance Officer; Full-Time Position
CRS (Client Relationship Summary) - RIA
Click below to view Jane Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 2022 - Present
ALLIANCE PRIVATE WEALTH, LLC
Office #1: 200 Park St, North Reading, MA 01864RIA
CRD#: 316612
North Reading, MA
Current
October 31, 2025 - Present
GLOUCESTER, MA
Past
June 25, 2019 - July 3, 2025
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
Gloucester, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
ALLIANCE PRIVATE WEALTH, LLC
ALLIANCE PRIVATE WEALTH, LLC
CRD#: 316612 / SEC#: 801-133775
RIA
Registered Investment Advisory firm - (6/27/2025 Approved)Massachusetts
Registered Investment Advisory firm - (10/9/2025 Termination Requested)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(1/6/2022)
Current Firm
AP
ALLIANCE PRIVATE WEALTH, LLC
ALLIANCE PRIVATE WEALTH, LLC
CRD#: 316612 / SEC#: 801-133775
RIA
Registered Investment Advisory firm - (6/27/2025 Approved)Massachusetts
Registered Investment Advisory firm - (10/9/2025 Termination Requested)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
200 Park St, North Reading, MA 01864
Mailing Address
Phone number
(978) 276-1300
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 564 |
| AUM (Assets Under Management) | $ 449,593,371 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ALLIANCE PRIVATE WEALTH, LLC
CRD#: 316612North Reading, MA 01864TRUST BUT VERIFY
Monitor Jane Johnson
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
