Michael A. Wynn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Anthony Wynn, who also goes by Michael A Wynn, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1980. Michael had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 28, 1994 - January 11, 1995
MILLER JOHNSON STEICHEN KINNARD, INC.
March 23, 1993 - September 23, 1994
SCHNEIDER SECURITIES, INC.
March 14, 1991 - February 20, 1993
DICKINSON & CO.
September 4, 1990 - March 11, 1991
WELLS FARGO CLEARING SERVICES, LLC
January 24, 1989 - September 4, 1990
BOETTCHER & COMPANY, INC.
May 20, 1983 - January 11, 1989
BLUNT ELLIS & LOEWI INCORPORATED
February 5, 1981 - May 17, 1983
DAIN RAUSCHER INCORPORATED
May 24, 1980 - March 2, 1981
BLUNT ELLIS & LOEWI INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MILLER JOHNSON STEICHEN KINNARD, INC.
CRD#: 694 / SEC#: , 8-1303
Contact information
Documents
Disclosures
| Regulatory Event | 19 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
