Mary C. Voss
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Catherine Voss, who also goes by Mary C Neudecker, Mary Catherine Neudecker, Mary C Schuelke, Mary Catherine Schuelke, Mary Kay Schuelke, Mary Kay Voss, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 1980. Mary had worked at 6 firms and has passed the Series 63, Series 6, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2010 - February 2, 2016
GUARDIAN PLUS INC
July 21, 1994 - May 14, 1999
PACIFIC WEST SECURITIES, INC.
January 24, 1994 - July 11, 1994
VOYA FINANCIAL ADVISORS, INC.
April 11, 1988 - May 13, 1988
LEHMAN BROTHERS INC.
February 2, 1984 - April 11, 1988
E. F. HUTTON & COMPANY INC
May 24, 1980 - December 14, 1983
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 3/1/1982
Interest Rate Options ExaminationCurrent Firm
GUARDIAN PLUS INC
CRD#: 134306 / SEC#: 801-63951
Contact information
Regulatory assets under management
| Total Number of Accounts | 21 |
| AUM (Assets Under Management) | $ 11,749,816 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
