DH
Donald J. Hingtgen
DIVIDEND ASSETS CAPITAL
Ridgeland, SC 29936-8126
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CRD#: 7100052
DH
Professional summary
Donald Joseph Hingtgen, who also goes by Dj Hingtgen, is a registered financial advisor currently at DIVIDEND ASSETS CAPITAL, LLC located in Ridgeland, South Carolina.
Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Donald has worked at 2 firms and has passed the Series 65, Series 57TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dj Hingtgen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
3 Booms Products//Owner//Freelance Audio Engineer and Event Project Planner 11 Top Sail Rd Norwalk, CT 06853//Corporate Event Services (non-investment related) Hingtgen AV Services (HAVS) is my dba for the freelance audio engineering services I provide for corporate events, sports events, and band performances. I help set up and run audio equipment, sound systems, and recording services for events and live band concerts. I also mix and post-process the recordings in my home studio and provide podcast releases..Non- Investment Related//06/2015- resent. I have a few clients and talent that give me consistent work but I also pick up seasonal overflow work in the Spring and Fall when I am available - it can be 10-15 hours per week - but I also have weeks with nothing. Most of the band work I do is on weekend evenings. I have a lot of scheduling flexibility with the studio/mixing side of my work - evenings and weekends as needed. Trading during market hours can easily be prioritized/balanced with these tasks.
CRS (Client Relationship Summary) - RIA
Click below to view Donald Joseph Hingtgen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 3, 2025 - Present
DIVIDEND ASSETS CAPITAL, LLC
Office #1: 58 Riverwalk Blvd., Ridgeland, SC 29936-8126RIA
CRD#: 129973
Ridgeland, SC
Past
February 3, 2020 - November 16, 2022
T3 TRADING GROUP, LLC
BD
CRD#: 154431
New York, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DA
DIVIDEND ASSETS CAPITAL, LLC
DIVIDEND ASSETS CAPITAL, LLC | DIVIDEND GROWTH ADVISORS, LLC | DIVIDEND GROWTH ADVISORS
CRD#: 129973 / SEC#: 801-62643
RIA
Registered Investment Advisory firm - (1/2/2004 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
South Carolina(2/3/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 2/3/2020
Securities Trader ExamGeneral Industry/Product Exam
Current Firm
DA
DIVIDEND ASSETS CAPITAL, LLC
DIVIDEND ASSETS CAPITAL, LLC | DIVIDEND GROWTH ADVISORS, LLC | DIVIDEND GROWTH ADVISORS
CRD#: 129973 / SEC#: 801-62643
RIA
Registered Investment Advisory firm - (1/2/2004 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
58 Riverwalk Blvd., Ridgeland, SC 29936-8126
Mailing Address
Phone number
(843) 645-9700
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (27 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 739 |
| AUM (Assets Under Management) | $ 620,050,580 |
Red Flags
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Company Information
DIVIDEND ASSETS CAPITAL, LLC
CRD#: 129973Ridgeland, SC 29936-8126TRUST BUT VERIFY
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