Curtis W. Hart

D.B. ROOT & COMPANY

PITTSBURGH, PA 15219

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CRD#: 7099801

Professional summary

Curtis Westphal Hart is a registered financial advisor currently at D.B. ROOT & COMPANY, LLC located in Pittsburgh, Pennsylvania.

Curtis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Curtis has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Curtis Westphal Hart's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 12, 2024 - Present

D.B. ROOT & COMPANY, LLC

Office #1: 436 Seventh Avenue Suite 2800, Pittsburgh, PA 15219

RIA

CRD#: 188512

PITTSBURGH, PA

Past

August 13, 2021 - September 28, 2023

FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.

RIA

CRD#: 106277

Cheswick, PA

Past

September 15, 2020 - September 28, 2023

MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC

RIA

CRD#: 109355

Cheswick, PA

Past

August 31, 2020 - September 28, 2023

FEDERATED SECURITIES CORP.

RIA

CRD#: 5009

PITTSBURGH, PA

Past

August 31, 2020 - September 28, 2023

FEDERATED INVESTMENT COUNSELING

RIA

CRD#: 105325

PITTSBURGH, PA

Past

August 3, 2020 - September 28, 2023

FEDERATED SECURITIES CORP.

CRD#: 5009

PITTSBURGH, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

D.B. ROOT & COMPANY, LLC

CRD#: 188512 / SEC#: 801-106632

RIA

Registered Investment Advisory firm - (9/11/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(3/12/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/26/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/3/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/3/2020

Securities Industry Essentials Examination

Current Firm

D.B. ROOT & COMPANY, LLC

CRD#: 188512 / SEC#: 801-106632

RIA

Registered Investment Advisory firm - (9/11/2015 Approved)

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Contact information

Main Address

436 Seventh Avenue Suite 2800, Pittsburgh, PA 15219

Mailing Address

Phone number

(412) 227-2800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

D.B. ROOT & COMPANY, LLC DISCLOSURE BROCHURE (3/12/2025)

Regulatory assets under management

Total Number of Accounts	2,536
AUM (Assets Under Management)	$ 829,797,025

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Curtis W. Hart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Curtis Westphal Hart's CRS (Customer Relationship Summary).

Certified licenses

Experience

FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.

MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC

FEDERATED SECURITIES CORP.

FEDERATED INVESTMENT COUNSELING

FEDERATED SECURITIES CORP.

Primary Firm SEC Registration

D.B. ROOT & COMPANY, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/26/2020

Series 7TO

Date: 8/3/2020

SIE

Date: 8/3/2020

Current Firm

D.B. ROOT & COMPANY, LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

D.B. ROOT & COMPANY, LLC

TRUST BUT VERIFY

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