Tyler Koepf

M. THOMAS CAPITAL MANAGEMENT

Chagrin Falls, OH

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CRD#: 7099572

Professional summary

Tyler Koepf, who also goes by Tyler Mathew Koepf, is a registered financial advisor currently at M. THOMAS CAPITAL MANAGEMENT located in Chagrin Falls, Ohio.

Tyler is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Tyler has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tyler Mathew Koepf

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[Foundation for Geauga Parks; An independent, non-profit organization to provide funding mechanisms that create significant opportunities for conservation, education, recreation and relaxation either directly or by contributions to the Geauga Park District.; 12375 Kinsman Rd, Suite H-10 Newbury, OH 44065; Start Date 04/2021; Role/Title: Volunteer; Investment Related; 1 hours per month; 1 hours per month during securities trading hours;The investment committee meets once a quarter (~1 hour). At this point, my role is simply to review the meeting materials (~1 hour) and provide my opinion on the best investment allocation for the foundations funds.] Tyler Koepf is an accountant. His license is not active. Clients will not be offered these services. Tyler Koepf is a lawyer. His license is not active. Clients will not be offered these services.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler Koepf's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 23, 2021 - Present

M. THOMAS CAPITAL MANAGEMENT

RIA

CRD#: 315452

Chagrin Falls, OH

Past

December 17, 2019 - October 13, 2021

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

AURORA, OH

Past

June 4, 2019 - October 13, 2021

NYLIFE SECURITIES LLC

CRD#: 5167

AURORA, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(9/23/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/6/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/4/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 3/28/2019

Securities Industry Essentials Examination

Current Firm

M. THOMAS CAPITAL MANAGEMENT

KOEPF FINANCIAL GROUP L.L.C | M. THOMAS CAPITAL MANAGEMENT

CRD#: 315452 / SEC#:

Ohio

Registered Investment Advisory firm - (9/23/2021 Approved)

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Contact information

Main Address

Chagrin Falls, OH

Mailing Address

Phone number

(440) 463-5619

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	77
AUM (Assets Under Management)	$ 7,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Tyler Koepf

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler Koepf's CRS (Customer Relationship Summary).

Certified licenses

Experience

M. THOMAS CAPITAL MANAGEMENT

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/6/2019

Series 7TO

Date: 6/4/2019

SIE

Date: 3/28/2019

Current Firm

M. THOMAS CAPITAL MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

M. THOMAS CAPITAL MANAGEMENT

TRUST BUT VERIFY

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