AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
CR

Calvin D. Rawe

VELES SECURITIES
LAKE IN THE HILLS, IL
Some features on this profile are disabled
CRD#: 7099471
CR

Professional summary

Calvin Daniel Rawe, who also goes by Calvin D Rawe, Calvin Daniel Rawe, Calvin Rawe, is a registered financial professional currently at VELES SECURITIES located in Lake In The Hills, Illinois.

Calvin is registered as a RR (Registered Representative) and started their career in finance in 2019. Calvin has worked at 4 firms and has passed the Series 66, Series 7TO, SIE, Series 10, Series 9 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Calvin D Rawe | Calvin Daniel Rawe | Calvin Rawe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Calvin Daniel Rawe's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 24, 2026 - Present

VELES SECURITIES

BD
CRD#: 332495
LAKE IN THE HILLS, IL
Past

March 4, 2025 - March 27, 2026

OPPENHEIMER & CO. INC.

RIA
CRD#: 249
FORT MYERS, FL
Past

December 20, 2024 - March 27, 2026

OPPENHEIMER & CO. INC.

BD
CRD#: 249
FORT MYERS, FL
Past

June 23, 2022 - September 6, 2024

STOCKPILE INVESTMENTS, INC.

BD
CRD#: 156170
SAN FRANCISCO, CA
Past

March 31, 2021 - April 1, 2022

STOCKPILE INVESTMENTS, INC.

BD
CRD#: 156170
SAN FRANCISCO, CA
Past

July 10, 2019 - January 7, 2021

EDWARD JONES

RIA
CRD#: 250
LEHIGH ACRES, FL
Past

June 14, 2019 - January 7, 2021

EDWARD JONES

BD
CRD#: 250
LEHIGH ACRES, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(3/24/2026)
RR
Illinois
(3/24/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/1/2025
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/14/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/22/2019
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 10
Date: 7/9/2025
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 4/12/2025
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/25/2023
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

VS
VELES SECURITIES
VELES SECURITIES | VELES SECURITIES LLC

CRD#: 332495 / SEC#: , 8-71288

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
530 Wedgewood Circle, Lake In The Hills, IL 60156
Mailing Address
530 Wedgewood Circle, Lake In The Hills, IL 60156
Phone number
(347) 559-5051
Established
Delaware since 06/05/2024
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
VELES HOLDINGS LLCOWNER
FITZGERALD, HEATHER MARIEFINOP4427665
PASSMAN, LEXINE HCFO7320529
PAVLOVIC, GIANLUCACEO7320845
SMULEVITZ, CHARLESCCO5099387

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VELES SECURITIES

CRD#: 332495Lake In The Hills, IL

TRUST BUT VERIFY

Monitor Calvin Rawe

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Guy David Peel
Guy PeelAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Helena, MT
Mark Brown
Mark BrownAdvisorCheck Check Mark
AUSDAL FINANCIAL PARTNERS, INC.
IAR
RR
Estero, FL
Jeffrey Paul Meotti
Jeffrey MeottiAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
MADISON, CT
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.