TK
Timothy C. Kroskey
HORNOR, TOWNSEND & KENT
Poquoson, VA 23662
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CRD#: 709894
TK
Professional summary
Timothy Carl Kroskey, who also goes by Tim Kroskey, Timothy C Kroskey, is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Poquoson, Virginia.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. Timothy has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tim Kroskey | Timothy C Kroskey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: VECTOR27 FINANCIAL GROUP | POSITION HELD: AGENT | ADDRESS: 233 WYTHE CREEK RD., STE. 100, POQUOSON, VA 23662 | START DATE: 12/2013 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH: 41-100 HRS | DESCRIPTION OF DUTIES: SALES AND SERVICE OF INSURANCE PRODUCTS FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY.
2) COLONIAL SHAG CLUB | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: OTHER - PRESIDENT OF THE BOARD OF DIRECTORS. | ADDRESS: TWO LEFT FEET DANCE STUDIO 1405 KILN CREEK PKWY NEWPORT NEWS, VA. 23602 | START DATE: 1/1/2018 | NATURE OF ACTIVITY: CHARITY/RELIGIOUS/FOUNDATION | APPROX HRS PER MTH: 10-25 HRS | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: PRESIDENT OF THE BOARD OF DIRECTORS. PRESIDE OVER BOARD MEETINGS, VOTE ON CLUB ISSUES INCLUDING DISPERSAL OF CLUB FUNDS, MAKE ANNOUNCEMENTS AT CLUB DANCES. WILL REPRESENT THE CLUB AT SHAG ASSOCIATION MEETINGS.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Carl Kroskey's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Timothy Carl Kroskey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 17, 2010 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 233 Wythe Creek Rd, Ste 100, Poquoson, VA 23662Office #2: 2078 George Washington Memorial Highway, Gloucester, VA 23072Office #3: 475 Mclaws Circle Suite 3a, Williamsburg, VA 23185RIA
BD
CRD#: 4031
Poquoson, VA
Current
February 1, 2010 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 233 Wythe Creek Rd, Ste 100, Poquoson, VA 23662Office #2: 2078 George Washington Memorial Highway, Gloucester, VA 23072RIA
BD
CRD#: 4031
Poquoson, VA
Past
July 28, 2008 - February 5, 2010
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
WILLIAMSBURG, VA
Past
November 26, 2001 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
WILLIAMSBURG, VA
Past
November 26, 2001 - February 5, 2010
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
WILLIAMSBURG, VA
Past
February 3, 1981 - August 30, 1984
SECURITIES MANAGEMENT & RESEARCH, INC.
BD
CRD#: 759
Past
June 9, 1980 - June 2, 1982
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
Past
June 9, 1980 - June 2, 1982
OSAIC FA, INC.
BD
CRD#: 3978
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(6/28/2012)
RR
Georgia(2/5/2021)
RR
North Carolina(4/17/2018)
RR
South Carolina(4/4/2022)
RR
Virginia(2/1/2010)
IAR
Virginia(2/17/2010)
RR
Wisconsin(8/19/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 6/1/1980
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031Poquoson, VA 23662TRUST BUT VERIFY
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