Steven L. Hammer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Lee Hammer was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1980. Steven had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 27, 2014 - October 16, 2017
VALMARK ADVISERS, INC.
July 5, 2006 - October 16, 2017
VALMARK SECURITIES, INC.
April 29, 1987 - July 7, 2006
THE O.N. EQUITY SALES COMPANY
May 30, 1984 - March 7, 1987
MANAGED INVESTMENTS, INC.
June 9, 1980 - January 9, 1986
THE O.N. EQUITY SALES COMPANY
Primary Firm SEC Registration
VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/29/1980
Registered Representative ExaminationCurrent Firm
VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19,096 |
| AUM (Assets Under Management) | $ 8,379,181,235 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
