VM

Vikash H. Mathura

NEMO CAPITAL
Sheridan, WY 82801
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CRD#: 7098515
VM

Professional summary


Vikash Harris Mathura is a registered financial advisor currently at NEMO CAPITAL located in Sheridan, Wyoming.

Vikash is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Vikash has worked at 1 firm .

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Vikash Harris Mathura's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 10, 2021 - Present

NEMO CAPITAL

Office #1: 1309 Coffeen Ave, Suite 750, Sheridan, WY 82801
RIA
CRD#: 301309
Sheridan, WY

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NC
NEMO CAPITAL
NEMO CAPITAL | TYTON WEALTH

CRD#: 301309 / SEC#: 801-115277

RIA
Registered Investment Advisory firm - (5/13/2019 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(3/10/2021)
IAR
Wyoming
(1/19/2024)

Exams


Current Firm


NC
NEMO CAPITAL
NEMO CAPITAL | TYTON WEALTH

CRD#: 301309 / SEC#: 801-115277

RIA
Registered Investment Advisory firm - (5/13/2019 Approved)
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Contact information


Main Address
Port Louis
Mailing Address
1309 Coffeen Ave Suite 750, Sheridan, WY 82801
Phone number
(307) 269-0914
Established
Firm type
Fiscal year end
# of Employees
1

SEC notice filing (4 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Regulatory assets under management


Total Number of Accounts17
AUM (Assets Under Management)$ 1,447,248

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


NEMO CAPITAL

CRD#: 301309Sheridan, WY 82801

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