Paul J. Trone
Professional summary
Paul James Trone was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Paul is a previously registered financial professional and started their career in finance in 2019. Prior to being barred, Paul had worked at 2 firms, which includes EMBED CLEARING LLC, CASH APP INVESTING LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2021 - September 9, 2022
EMBED CLEARING LLC
September 30, 2019 - October 15, 2021
CASH APP INVESTING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 9/30/2019
General Securities Representative ExaminationCurrent Firm
EMBED CLEARING LLC
CRD#: 309519 / SEC#: , 8-70546
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EMBED FINANCIAL TECHNOLOGIES INC. | OWNER | |
| SIME, JEFFREY NORMAN | CHIEF EXECUTIVE OFFICER, PRESIDENT, CHIEF RISK OFFICER, CHIEF COMPLIANCE OFFICER | 1554798 |
Red Flags
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