Cliford Citrano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cliford Citrano, who also goes by Citrano Cliford, was a registered financial professional .
Cliford is a previously registered financial professional and started their career in finance in 1980. Cliford had worked at 6 firms and has passed the Series 65, Series 63, Series 5, Series 15, Series 3, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 2006 - March 25, 2024
FISHER INVESTMENTS
February 27, 2006 - June 29, 2006
CLEAR CREEK SECURITIES, INC.
December 15, 2003 - March 8, 2004
ALLSTATE FINANCIAL SERVICES, LLC
February 28, 2002 - July 21, 2003
RBC CAPITAL MARKETS, LLC
August 22, 1983 - March 8, 2000
PRUDENTIAL EQUITY GROUP, LLC
May 24, 1980 - September 6, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 8/25/1995
Interest Rate Options ExaminationSeries 15
Date: 5/28/1987
Foreign Currency Options ExaminationSeries 8
Date: 6/30/1988
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 360,116 |
| AUM (Assets Under Management) | $ 298,729,428,900 |
Red Flags
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