EB
Emmett Bullen
BROOKSTONE WEALTH ADVISORS
DOWNERS GROVE, IL 60515
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CRD#: 7097747
EB
Professional summary
Emmett Bullen is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Downers Grove, Illinois.
Emmett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Emmett has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
*NATIONAL LIFE GROUP. 1 N. FRANKLIN ST., STE 3450,CHICAGO,IL 60606. INV REL. JAN 2019. INS SALES. AGENT. DURING TRADE HRS.40 HRS/WK*LAKE SHORE FINANCIAL GROUP. 1 N. FRANKLIN ST., STE 3450,600, CHICAGO IL 60606.INV REL.JAN 2019.INS SALES. AGENT. DURING TRADE HRS.40 HRS/WK*ULTIMATE REALTY GROUP,5653 S BLACKSTONE AVE,CHICAGO,IL 60637,11.01.2019,NOT INV REL,PROPERTY MANAGER,NOT DURING TRD/HRS,5%*CHICAGO WEALTH,1 N. FRANKLIN ST. STE 3450,CHICAGO,IL 60606,ONGOING,INV REL,05/10/2024,DBA FOR WORKSHOPS AND MEDIA,AGENT,INSURANCE,40%*EVERGREEN PROPERTY MGMT,1815 E EUCLID AVE,MOUNT PROSPECT,IL 60056,05/2024,ONGOING,NOT INV REL,NOT DURING TRD/HRS,PROPERTY MANAGER,5/10% .
CRS (Client Relationship Summary) - RIA
Click below to view Emmett Bullen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 16, 2024 - Present
BROOKSTONE WEALTH ADVISORS, LLC
Office #1: 2001 Butterfield Road Suite 1750, Downers Grove, IL 60515RIA
CRD#: 137658
DOWNERS GROVE, IL
Past
January 28, 2020 - October 18, 2024
EQUITY SERVICES, INC.
RIA
CRD#: 265
CHICAGO, IL
Past
September 25, 2019 - October 18, 2024
EQUITY SERVICES, INC.
BD
CRD#: 265
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES
CRD#: 137658 / SEC#: 801-67628
RIA
Registered Investment Advisory firm - (3/16/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(10/16/2024)
IAR
Texas(10/17/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/25/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
BW
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES
CRD#: 137658 / SEC#: 801-67628
RIA
Registered Investment Advisory firm - (3/16/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1745 S Naperville Rd Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
244
SEC notice filing (52 States and Territories)
Documents
Red Flags
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