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JC

Joel A. Cavaliere

BLUE HERON CAPITAL
ENGLEWOOD, CO 80112
Some features on this profile are disabled
CRD#: 7097718
JC

Professional summary

Joel Anthony Cavaliere is a registered financial advisor currently at BLUE HERON CAPITAL located in Englewood, Colorado.

Joel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Joel has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joel Anthony Cavaliere's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 2, 2026 - Present

BLUE HERON CAPITAL

Office #1: 2 Inverness Drive E. Suite 106, Englewood, CO 80112
RIA
CRD#: 339475
ENGLEWOOD, CO
Past

August 4, 2020 - February 2, 2026

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA
CRD#: 141413
Englewood, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(2/2/2026)
IAR
Texas
(2/2/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/27/2020
Uniform Investment Adviser Law Examination

Current Firm

BH
BLUE HERON CAPITAL
BHC WEALTH MANAGEMENT, LLC | BLUE HERON CAPITAL, LLC | BLUE HERON CAPITAL

CRD#: 339475 / SEC#: 801-135158

RIA
Registered Investment Advisory firm - (1/22/2026 120-Day Approval)
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Contact information

Main Address
2 Inverness Drive E. Suite 106, Englewood, CO 80112
Mailing Address
Phone number
(720) 488-8604
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WRAP BROCHURE (12/15/2025)
2A BROCHURE (12/15/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BLUE HERON CAPITAL

CRD#: 339475Englewood, CO 80112

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