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YC

Yongduk Chung

JC&COMPANY
IRVINE, CA
·CRD# 7097526·7 years registered

Professional Summary

Yongduk Chung, who also goes by John Chung, is a registered financial advisor currently at JC&COMPANY located in Irvine, California. Yongduk is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Yongduk has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Chung

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years registered in the securities industry

Current & Past Employments

Current

JC&COMPANYCurrent·CRD# 300724
RIA
10 Corporate Park Ste.210, Irvine, CA 92606
December 2, 2019 - Present

Past

THE LEADERS GROUP, INC.Past·CRD# 37157
BD
Summit, NJ
September 20, 2021 - August 4, 2023

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Current Firm

JC
JC&COMPANY

JC & COMPANY PC INC. | JC&COMPANY PC INC | JC&COMPANY PC | JC&COMPANY INC. | JC&COMPANY

CRD#: 300724
California
Registered Investment Advisory firm - California (12/2/2019 Approved)

Contact Information

Main Address

10 Corporate Park Ste.210, Irvine, CA 92606

Phone Number

(949) 553-1110

# of Employees

5

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

5

AUM (Assets Under Management)

$6,253,203

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) INDEPENDENT INSURANCE AGENT - 1/1/2016 - 10 Corporate Park, Suite 210, Irvine, CA 92606 - Ind Ins Agent, Insurance agent, Not Invt Rel, Insurance sales business, 20 hrs/mo; 0 hrs/mo (during trading hours). 2.) JC & CO, INC - 1/1/2012 - 10 Corporate Park, Suite 210, Irvine, CA 92606 - President, President, Not Invt Rel, Accounting services, 40 hrs/mo; 0 hrs/mo (during trading hours). 3.) JC & CO LAW CORP - 1/1/2015 - 10 Corporate Park, Suite 210, Irvine, CA 92606 - President, Not Invt Rel, Law practice, 80 hrs/mo; 0 hrs/mo (during trading hours).

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
California
(12/2/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2021About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 2019About the Series 65 exam

Series 7TO — General Securities Representative Examination

Passed Sep 2021About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Aug 2021About the SIE exam

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CRS (Client Relationship Summary) - RIA

Click below to view Yongduk Chung's CRS (Customer Relationship Summary).

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