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YC

Yongduk Chung

JC&COMPANY
IRVINE, CA 92606
Some features on this profile are disabled
CRD#: 7097526
YC

Professional summary


Yongduk Chung, who also goes by John Chung, is a registered financial advisor currently at JC&COMPANY located in Irvine, California.

Yongduk is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Yongduk has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


John Chung

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) INDEPENDENT INSURANCE AGENT - 1/1/2016 - 10 Corporate Park, Suite 210, Irvine, CA 92606 - Ind Ins Agent, Insurance agent, Not Invt Rel, Insurance sales business, 20 hrs/mo; 0 hrs/mo (during trading hours). 2.) JC & CO, INC - 1/1/2012 - 10 Corporate Park, Suite 210, Irvine, CA 92606 - President, President, Not Invt Rel, Accounting services, 40 hrs/mo; 0 hrs/mo (during trading hours). 3.) JC & CO LAW CORP - 1/1/2015 - 10 Corporate Park, Suite 210, Irvine, CA 92606 - President, Not Invt Rel, Law practice, 80 hrs/mo; 0 hrs/mo (during trading hours).

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Yongduk Chung's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 2, 2019 - Present

JC&COMPANY

Office #1: 10 Corporate Park Ste.210, Irvine, CA 92606
RIA
CRD#: 300724
IRVINE, CA
Past

September 20, 2021 - August 4, 2023

THE LEADERS GROUP, INC.

BD
CRD#: 37157
SUMMIT, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(12/2/2019)

Exams


State Security Law Exam
RR
Series 63
Date: 9/13/2021
Uniform Securities Agent State Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/20/2021
General Securities Representative Examination
General Industry/Product Exam

Current Firm


JC
JC&COMPANY
JC & COMPANY PC INC. | JC&COMPANY PC INC | JC&COMPANY PC | JC&COMPANY INC. | JC&COMPANY

CRD#: 300724 / SEC#:

California
Registered Investment Advisory firm - (12/2/2019 Approved)
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Contact information


Main Address
10 Corporate Park Ste.210, Irvine, CA 92606
Mailing Address
Phone number
(949) 553-1110
Established
Firm type
Fiscal year end
# of Employees
15

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts5
AUM (Assets Under Management)$ 4,745,508

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


JC&COMPANY

CRD#: 300724Irvine, CA 92606

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