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ZR

Zachary P. Roman

OXFORD WEALTH GROUP
Orlando, FL 32801
Some features on this profile are disabled
CRD#: 7097442
ZR

Professional summary

Zachary Phoenix Roman, who also goes by Zachary Roman, is a registered financial advisor currently at OXFORD WEALTH GROUP, LLC located in Orlando, Florida.

Zachary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Zachary has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Zachary Roman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
POWER OF ATTORNEY FOR SYDNEY RANELLE ROMAN POSITION: power of attorney for Sydeny RaNelle Roman NATURE: Fiduciary Appointment (e.g., Trustee, Executor, POA) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 9701 old tom box road, sherwood AR 72120, United States DESCRIPTION: If the need arises I would take control of all financial aspectsfor Sydney RaNelle Roman. If the physical need arises I would take control of all medical decisions for Sydney RaNelle Roman. RENTAL PROPERTY POSITION: Owner NATURE: Real Estate Development Rental and Leasing INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/04/2022 ADDRESS: 5002 Batesville Pike Ave, Sherwood AR 72120, United States DESCRIPTION: Overseeing the property to rent ROMAN INSURANCE LLC POSITION: Owner NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 02/28/2023 ADDRESS: 702 S Dixieland Rd, Rogers AR 72758, United States DESCRIPTION: Offer health insurance plans and programs

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary Phoenix Roman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 28, 2025 - Present

OXFORD WEALTH GROUP, LLC

Office #1: 111 N. Orange Avenue Suite 775, Orlando, FL 32801
RIA
CRD#: 319561
Orlando, FL
Past

November 14, 2024 - October 24, 2025

LPL ENTERPRISE, LLC

RIA
CRD#: 8733
TAMPA, FL
Past

November 14, 2024 - October 24, 2025

LPL ENTERPRISE, LLC

BD
CRD#: 8733
TAMPA, FL
Past

June 23, 2020 - November 14, 2024

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
Fayetteville, AR
Past

November 18, 2019 - November 14, 2024

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
Fayetteville, AR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OW
OXFORD WEALTH GROUP, LLC
OXFORD WEALTH GROUP, LLC

CRD#: 319561 / SEC#: 801-124718

RIA
Registered Investment Advisory firm - (4/22/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(10/28/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/31/2019
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/18/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/3/2019
Securities Industry Essentials Examination

Current Firm

OW
OXFORD WEALTH GROUP, LLC
OXFORD WEALTH GROUP, LLC

CRD#: 319561 / SEC#: 801-124718

RIA
Registered Investment Advisory firm - (4/22/2022 Approved)
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Contact information

Main Address
111 N. Orange Avenue Suite 775, Orlando, FL 32801
Mailing Address
Phone number
(407) 495-2004
Established
Firm type
Fiscal year end
# of Employees
24

SEC notice filing (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

OXFORD WEALTH ADV PART 2A 03-12-2025 (3/12/2025)

Regulatory assets under management

Total Number of Accounts1,456
AUM (Assets Under Management)$ 235,855,871

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OXFORD WEALTH GROUP, LLC

CRD#: 319561Orlando, FL 32801

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