Sean P. Sullivan

YIELDSTREET

New York, NY 10022

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CRD#: 7097419

Professional summary

Sean Paul Sullivan is a registered financial advisor currently at YIELDSTREET located in New York, New York and YIELDSTREET MARKETS LLC located in New York, New York.

Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Sean has worked at 4 firms and has passed the Series 63, Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Yieldstreet Management LLC (CRD 282487) - Is an affiliated Registered Investment Adviser of RealCadre LLC The business is investment-related Address 300 Park Avenue, Floor 15 New York, NY 10022 Nature of Business: Yieldstreet offers discretionary and non-discretionary investment advisory services to certain retail investors and other clients. Our discretionary investment advisory services are managed investment portfolios offered online through our proprietary automated advisory service. Yieldstreet also provides two non-discretionary investment advisory programs: Digital Advice, a proprietary automated non-discretionary advisory service offered online, and Non-Digital Advice, through which clients have access to one of the firm's representatives. Title: Associate, Private Client Group Start Date: 12/2022 Hours Month: Full-time, until all the FINRA licenses are secured and the firm transitions to a Broker-Dealer model from an Investment Advisor model Description of Duties: Currently serving as an IAR for the affiliated Investment Advisor Yieldstreet Management.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Paul Sullivan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 17, 2023 - Present

YIELDSTREET

Office #1: 300 Park Avenue 15th Floor, New York, NY 10022

RIA

CRD#: 282487

New York, NY

Current

January 14, 2025 - Present

YIELDSTREET MARKETS LLC

Office #1: 300 Park Avenue 15th Floor, New York, NY 10022Office #2: 300 Park Avenue 15th Floor, New York, NY 10022

CRD#: 172295

New York, NY

Past

December 2, 2021 - December 19, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

WESTHAMPTON BEACH, NY

Past

December 2, 2021 - December 19, 2022

LPL FINANCIAL LLC

CRD#: 6413

WESTHAMPTON BEACH, NY

Past

January 16, 2020 - December 20, 2021

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

HAMPTON BAYS, NY

Past

October 8, 2019 - December 20, 2021

RBC CAPITAL MARKETS, LLC

CRD#: 31194

HAMPTON BAYS, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

YIELDSTREET

YIELDSTREET | YIELDSTREET MANAGEMENT, LLC

CRD#: 282487 / SEC#: 801-107574

RIA

Registered Investment Advisory firm - (4/6/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Alabama
(1/19/2024)

Alabama
(8/5/2025)

IAR

Alaska
(2/8/2024)

Alaska
(8/7/2025)

IAR

Arizona
(12/19/2023)

Arizona
(8/6/2025)

IAR

Arkansas
(2/1/2024)

Arkansas
(8/15/2025)

IAR

California
(6/14/2023)

California
(8/6/2025)

IAR

Colorado
(6/14/2023)

IAR

Connecticut
(1/22/2024)

Connecticut
(8/7/2025)

IAR

Delaware
(2/1/2024)

Delaware
(8/6/2025)

IAR

District of Columbia
(10/23/2024)

District of Columbia
(8/18/2025)

IAR

Florida
(1/23/2024)

Florida
(6/9/2025)

IAR

Georgia
(1/25/2024)

Georgia
(8/6/2025)

IAR

Hawaii
(4/8/2024)

Hawaii
(8/6/2025)

IAR

Idaho
(1/22/2024)

Idaho
(6/11/2025)

IAR

Illinois
(6/20/2023)

Illinois
(6/9/2025)

Indiana
(8/7/2025)

IAR

Iowa
(1/22/2024)

Iowa
(8/5/2025)

IAR

Kansas
(1/19/2024)

Kansas
(8/5/2025)

IAR

Kentucky
(1/24/2024)

Kentucky
(6/9/2025)

IAR

Louisiana
(1/22/2024)

Louisiana
(8/6/2025)

IAR

Maine
(5/31/2024)

Maine
(8/5/2025)

IAR

Maryland
(6/16/2023)

Maryland
(8/8/2025)

IAR

Massachusetts
(3/5/2024)

Massachusetts
(8/6/2025)

IAR

Michigan
(1/23/2024)

Michigan
(6/9/2025)

IAR

Minnesota
(1/19/2024)

Minnesota
(6/9/2025)

IAR

Mississippi
(1/23/2024)

Mississippi
(6/9/2025)

IAR

Missouri
(1/23/2024)

Missouri
(8/5/2025)

IAR

Montana
(1/22/2024)

Montana
(6/9/2025)

IAR

Nebraska
(1/19/2024)

Nebraska
(6/9/2025)

IAR

Nevada
(6/20/2023)

Nevada
(8/6/2025)

IAR

New Hampshire
(1/29/2024)

New Hampshire
(8/11/2025)

IAR

New Jersey
(6/21/2023)

New Jersey
(6/9/2025)

IAR

New Mexico
(1/23/2024)

New Mexico
(8/6/2025)

IAR

New York
(1/17/2023)

New York
(8/5/2025)

IAR

North Carolina
(6/15/2023)

North Carolina
(8/6/2025)

IAR

North Dakota
(1/24/2024)

North Dakota
(8/6/2025)

IAR

Ohio
(1/19/2024)

Ohio
(8/5/2025)

IAR

Oklahoma
(1/23/2024)

Oklahoma
(6/9/2025)

IAR

Oregon
(1/19/2024)

IAR

Pennsylvania
(1/22/2024)

Pennsylvania
(8/6/2025)

IAR

Puerto Rico
(1/30/2024)

Puerto Rico
(6/18/2025)

IAR

Rhode Island
(1/22/2024)

Rhode Island
(8/6/2025)

IAR

South Carolina
(1/22/2024)

South Carolina
(6/9/2025)

IAR

South Dakota
(1/22/2024)

South Dakota
(6/9/2025)

Tennessee
(8/6/2025)

IAR

Texas
(6/14/2023)

Texas
(6/9/2025)

IAR

Utah
(1/19/2024)

Utah
(8/6/2025)

IAR

Vermont
(1/19/2024)

Vermont
(8/5/2025)

IAR

Virgin Islands
(1/25/2024)

Virgin Islands
(8/6/2025)

IAR

Virginia
(1/19/2024)

Virginia
(8/6/2025)

IAR

Washington
(1/19/2024)

Washington
(8/5/2025)

IAR

West Virginia
(1/26/2024)

West Virginia
(8/11/2025)

IAR

Wisconsin
(1/22/2024)

Wisconsin
(8/6/2025)

IAR

Wyoming
(1/29/2024)

Wyoming
(8/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 8/5/2025

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 1/16/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/8/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/9/2019

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

YIELDSTREET

YIELDSTREET | YIELDSTREET MANAGEMENT, LLC

CRD#: 282487 / SEC#: 801-107574

RIA

Registered Investment Advisory firm - (4/6/2016 Approved)

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Contact information

Main Address

300 Park Avenue 15th Floor, New York, NY 10022

Mailing Address

Phone number

(844) 943-5378

Established

Firm type

Fiscal year end

# of Employees

125

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

YIELDSTREET MANAGEMENT LLC - FORM ADV PART 2A MARCH 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	209
AUM (Assets Under Management)	$ 1,862,096,214

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/25/2025	Cover Page	Report
06/27/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sean P. Sullivan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Paul Sullivan's CRS (Customer Relationship Summary).

Certified licenses

Experience

YIELDSTREET MARKETS LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

Primary Firm SEC Registration

YIELDSTREET

State Registrations and Notice Filings

Exams

Series 63

Date: 8/5/2025

Series 66

Date: 1/16/2020

Series 7TO

Date: 10/8/2019

SIE

Date: 7/9/2019

FINRA

Current Firm

YIELDSTREET

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

YIELDSTREET

TRUST BUT VERIFY

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