JS
Jason D. Smith
RBC PRIVATE COUNSEL (USA)
Windsor, Ontario, N8Y1E4
Some features on this profile are disabled
CRD#: 7097414
JS
Professional summary
Jason David Smith is a registered financial advisor currently at RBC PRIVATE COUNSEL (USA) INC. .
Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Jason has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The Windsor Club
The business is not investment related
2072 Riverside Dr. East, Windsor, Ontario N8Y1A7, Canada
Business club-not for profit: Established in 1903, The Windsor Club is the oldest private members Club in Windsor and Essex County. With its rich history, the Club continues to build on its distinguished traditions and the unique qualities that are essential for maintaining membership value, as well as attracting new members who will share in our exciting vision for the future.
Position: Board Member
Start date: Nov 25, 2017
Number of hours per week devoted to this business: 1
Number of hours per week devoted to the sale of securities: 40
CRS (Client Relationship Summary) - RIA
Click below to view Jason David Smith's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 16, 2019 - Present
RBC PRIVATE COUNSEL (USA) INC.
Office #1: 1922 Wyandotte Street East, Windsor, Ontario, N8Y1E4RIA
CRD#: 109648
Windsor, Ontario,
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RP
RBC PRIVATE COUNSEL (USA) INC.
RBC PRIVATE COUNSEL (USA) INC. | RBC WEALTH MANAGEMENT
CRD#: 109648 / SEC#: 801-55491
RIA
Registered Investment Advisory firm - (5/11/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(4/16/2019)
Exams
Current Firm
RP
RBC PRIVATE COUNSEL (USA) INC.
RBC PRIVATE COUNSEL (USA) INC. | RBC WEALTH MANAGEMENT
CRD#: 109648 / SEC#: 801-55491
RIA
Registered Investment Advisory firm - (5/11/1998 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
155 Wellington Street West 17th Floor Rbc Centre, Toronto, On, M5V 3K7
Mailing Address
Phone number
(416) 955-7782
Established
Firm type
Fiscal year end
# of Employees
1,379
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,556 |
| AUM (Assets Under Management) | $ 6,827,149,933 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2025 | ||
| 10/28/2024 | ||
| 09/28/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
RBC PRIVATE COUNSEL (USA) INC.
CRD#: 109648Windsor, Ontario, N8Y1E4TRUST BUT VERIFY
Monitor Jason Smith
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
