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Eric Arndt

EMPIRICAL WEALTH MANAGEMENT
Portland, OR
·CRD# 7097052·7 years experience

Professional Summary

Eric Arndt, who also goes by Eric Michael Arndt, is a registered financial advisor currently at EMPIRICAL WEALTH MANAGEMENT located in Portland, Oregon. Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Eric has worked at 4 firms and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Eric Michael Arndt

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years in the financial services industry

Current & Past Employments

EMPIRICAL WEALTH MANAGEMENT·CRD# 152622
RIA
805 Sw Broadway, Portland, OR 97205
November 4, 2022 - Present
CWM, LLC·CRD# 155344
RIA
Portland, OR
April 6, 2022 - September 20, 2022
BLUE WATER WEALTH·CRD# 164432
RIA
Portland, OR
September 1, 2020 - August 11, 2021
BLUESPRING WEALTH MANAGEMENT, LLC·CRD# 152667
RIA
Minneapolis, MN
July 18, 2019 - May 27, 2020

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Current Firm

EW
EMPIRICAL WEALTH MANAGEMENT

EMPIRICAL FINANCIAL SERVICES, LLC | EMPIRICAL WEALTH MANAGEMENT

CRD#: 152622 / SEC#: 801-72168
RIA
Registered Investment Advisory firm - SEC (2/23/2011 Approved)
Arizona
Registered Investment Advisory firm - Arizona (2/23/2011 Terminated)
California
Registered Investment Advisory firm - California (2/25/2011 Terminated)
Texas
Registered Investment Advisory firm - Texas (2/23/2011 Terminated)
Washington
Registered Investment Advisory firm - Washington (2/23/2011 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1420 5th Ave Suite 3150, Seattle, WA 98101

Phone Number

(206) 923-3474

# of Employees

94

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (7/29/2026)

Regulatory Assets Under Management

Total Number of Accounts

8,690

AUM (Assets Under Management)

$8,428,968,273

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF OTHER BUSINESS: Art-O-Maddic LLC INVESTMENT RELATED: No NATURE OF BUSINESS: Art Gallery and creative space hosting over 40 local and regional artists, plus hosting classes POSITION: Co-Owner START DATE: 06/24/2021 APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: Build relationships with other businesses and ideas for marketing and promotional activities. NAME OF OTHER BUSINESS: Canby Arts Association INVESTMENT RELATED: No NATURE OF BUSINESS: Non-profit art association with purpose of growing arts and culture in our community by promoting art festival and various programs. POSITION: Treasurer START DATE: 3/1/2022 APX NUMBER OF HOURS PER MONTH: 8 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: As Treasurer I am in charge of the finances. I also assist with marketing and legal paperwork.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EW
EMPIRICAL WEALTH MANAGEMENT

EMPIRICAL FINANCIAL SERVICES, LLC | EMPIRICAL WEALTH MANAGEMENT

CRD#: 152622 / SEC#: 801-72168
RIA
Registered Investment Advisory firm - SEC (2/23/2011 Approved)
Arizona
Registered Investment Advisory firm - Arizona (2/23/2011 Terminated)
California
Registered Investment Advisory firm - California (2/25/2011 Terminated)
Texas
Registered Investment Advisory firm - Texas (2/23/2011 Terminated)
Washington
Registered Investment Advisory firm - Washington (2/23/2011 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Washington
(11/4/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2019About the Series 65 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Eric Arndt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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