WB
William G. Brossman
CLEAR CREEK ADVISORS
DENVER, CO 80237
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CRD#: 7096826
WB
Professional summary
William Gatling Brossman is a registered financial advisor currently at CLEAR CREEK ADVISORS located in Denver, Colorado.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. William has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 7/15/2020 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Perform all activities related to financial planning for individuals.Business Name: Catalyst Retirement Advisors Investment Related: No Address: 7900 E Union Ave #120 Denver CO 80237 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position, Title or Relationship: Financial Advisor Start Date: 7/15/2020 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Financial Planning for individuals
CRS (Client Relationship Summary) - RIA
Click below to view William Gatling Brossman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 18, 2023 - Present
CLEAR CREEK ADVISORS
Office #1: 7900 E Union Ave Suite 150, Denver, CO 80237RIA
CRD#: 288335
DENVER, CO
Past
July 14, 2020 - January 27, 2023
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Denver, CO
Past
July 14, 2020 - January 27, 2023
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
DENVER, CO
Past
March 20, 2020 - July 16, 2020
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
DENVER, CO
Past
February 26, 2020 - July 16, 2020
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
DENVER, CO
Past
November 14, 2019 - February 10, 2020
SECURITIES AMERICA, INC.
BD
CRD#: 10205
DENVER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CLEAR CREEK ADVISORS
CLEAR CREEK ADVISORS | CLEAR CREEK WEALTH MANAGEMENT, LLC | CLEAR CREEK ADVISORS LLC
CRD#: 288335 / SEC#: 801-114379
RIA
Registered Investment Advisory firm - (12/3/2018 Approved)Colorado
Registered Investment Advisory firm - (12/13/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(4/18/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/14/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
CC
CLEAR CREEK ADVISORS
CLEAR CREEK ADVISORS | CLEAR CREEK WEALTH MANAGEMENT, LLC | CLEAR CREEK ADVISORS LLC
CRD#: 288335 / SEC#: 801-114379
RIA
Registered Investment Advisory firm - (12/3/2018 Approved)Colorado
Registered Investment Advisory firm - (12/13/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7900 E Union Ave Suite 150, Denver, CO 80237
Mailing Address
Phone number
(720) 642-8348
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (2 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,035 |
| AUM (Assets Under Management) | $ 548,287,505 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
