Nicholas M. Wetzel
PROMETHEUS CAPITAL MANAGEMENT
Yardley, PA 19067
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CRD#: 7096073
Professional summary
Nicholas M Wetzel, CFP®, who also goes by Nicholas M Wetzel, Nick M Wetzel, is a registered financial advisor currently at PROMETHEUS CAPITAL MANAGEMENT CORP. located in Yardley, Pennsylvania.
Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Nicholas has worked at 3 firms and has passed the Series 66, Series 7TO, Series 79TO, SIE and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nicholas M Wetzel | Nick M Wetzel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. PROMETHEUS CAPTIAL MGT CORP RIA (DBA). EMPLOYEE/ASSOCIATE. HELP WITH DAILY ACTIVITIES OF RUNNING RIA INCLUDING CLIENT SERVICE WORK, CLIENT ONBOARDING AND SOLICITATION OF NEW REPS. TIME DEVOTED: >60%. ANNUAL INCOME: >60%. CARRIES SEPARATE E&O: MARKEL AMERICAN (FP8281M). ESTABLISHED 10/1/21. 2. INSURANCE. INDEPENDENT FIXED INSURANCE BUSINESS-WILL BE PA INSURANCE LICENSED PRODUCER (& EVENTUALLY OTHER STATES) FOR LIFE ACCIDENT, HEALTH, FIXED ANNUITY, PROPERTY AND CASUALTY. AGENT/REP. ASSIST IN SOLICITATION OF LIFE, ACCIDENT, HEALTH, FIXED INS, PERFORM DUTIES OF AN AGENT. TIME DEVOTED:1-20%. ANNUAL INCOME:1-20%. CARRIES SEPARATE E&O: MARKEL AMERICAN (FP8121M). ESTABLISHED JAN 2022 (PASSED LIFE ACCIDENT HEALTH EXAM ON 1/4/22 AND PROPERTY & CASUALTY ON 1/19/22). 3. SJREIA (South Jersey Real Estate Investors Association). SUB-GROUP LEADER: UNPAID VOLUNTEER POSITION AT THE LOCAL CHAPTER LEVEL, KEY DUTIES INCLUDE HELPING ORGANIZE PERSONAL REAL-ESTATE SPEAKER PANELS, COORDINATE NETWORKING LOCAL NETWORK EVENTS & POTENTIALLY FUTURE EDUCATION SEMINAR ON HIGH LEVEL FINANCIAL PLANNING TIPS FOR LANDLORDS. TIME DEVOTED: 1-20%. NO INCOME. DATE ESTABLISHED: 3/6/2023.
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas M Wetzel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2022
Experience
Current
March 17, 2023 - Present
PROMETHEUS CAPITAL MANAGEMENT CORP.
Office #1: 30 S. Main Street, Yardley, PA 19067RIA
CRD#: 121982
Yardley, PA
Past
October 21, 2021 - February 26, 2025
THE INVESTMENT CENTER, INC.
BD
CRD#: 17839
YARDLEY, PA
Past
August 26, 2019 - October 1, 2021
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PROMETHEUS CAPITAL MANAGEMENT CORP.
PROMETHEUS CAPITAL MANAGEMENT CORP. | PROMETHEUS CAPITAL MANAGEMENT, CORP.
CRD#: 121982 / SEC#: 801-113098
RIA
Registered Investment Advisory firm - (4/27/2018 Approved)Florida
Registered Investment Advisory firm - (5/25/2018 Terminated)New Jersey
Registered Investment Advisory firm - (6/20/2018 Terminated)New York
Registered Investment Advisory firm - (5/25/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (5/29/2018 Terminated)Texas
Registered Investment Advisory firm - (5/25/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(3/17/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/21/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 8/26/2019
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
Current Firm
PC
PROMETHEUS CAPITAL MANAGEMENT CORP.
PROMETHEUS CAPITAL MANAGEMENT CORP. | PROMETHEUS CAPITAL MANAGEMENT, CORP.
CRD#: 121982 / SEC#: 801-113098
RIA
Registered Investment Advisory firm - (4/27/2018 Approved)Florida
Registered Investment Advisory firm - (5/25/2018 Terminated)New Jersey
Registered Investment Advisory firm - (6/20/2018 Terminated)New York
Registered Investment Advisory firm - (5/25/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (5/29/2018 Terminated)Texas
Registered Investment Advisory firm - (5/25/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
30 S. Main Street, Yardley, PA 19067
Mailing Address
Phone number
(215) 321-9312
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 678 |
| AUM (Assets Under Management) | $ 247,584,300 |
Red Flags
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