Daniel B. Ziment

ZIMENT FINANCIAL ADVISORS

Princeton Junction, NJ

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CRD#: 7095567

Professional summary

Daniel B Ziment, who also goes by Daniel Benjamin Ziment, is a registered financial advisor currently at ZIMENT FINANCIAL ADVISORS, INC. located in Princeton Junction, New Jersey.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Daniel has worked at 3 firms and has passed the Series 65, Series 63, Series 86, Series 87, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel Benjamin Ziment

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel B Ziment's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 20, 2025 - Present

ZIMENT FINANCIAL ADVISORS, INC.

RIA

CRD#: 123850

Princeton Junction, NJ

Past

September 25, 2023 - April 22, 2025

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

August 20, 2019 - October 12, 2023

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(11/26/2025)

IAR

New York
(11/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/20/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/21/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 86

Date: 9/6/2019

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 8/27/2019

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7TO

Date: 8/20/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/9/2019

Securities Industry Essentials Examination

Current Firm

ZIMENT FINANCIAL ADVISORS, INC.

ZIMENT FINANCIAL ADVISORS INC | ZIMENT FINANCIAL ADVISORS, INC.

CRD#: 123850 / SEC#: 801-67928

RIA

Registered Investment Advisory firm - (7/5/2012 Terminated)

New Jersey

Registered Investment Advisory firm - (5/29/2012 Approved)

New York

Registered Investment Advisory firm - (6/29/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Princeton Junction, NJ

Mailing Address

P.o. Box 87, Princeton Junction, NJ 08550

Phone number

(609) 514-0944

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	57
AUM (Assets Under Management)	$ 47,760,772

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Daniel B. Ziment

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel B Ziment's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY & CO. LLC

GOLDMAN SACHS & CO. LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/20/2025

Series 63

Date: 8/21/2019

Series 86

Date: 9/6/2019

Series 87

Date: 8/27/2019

Series 7TO

Date: 8/20/2019

SIE

Date: 8/9/2019

Current Firm

ZIMENT FINANCIAL ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ZIMENT FINANCIAL ADVISORS, INC.

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