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Edson Robert Arneault

CRD# 709533·Registered 1980 - 1988
Previously Registered: Being a previously registered professional could mean that Edson is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Edson Robert Arneault was a registered financial advisor. Edson was a previously registered financial professional and started their career in finance 1980 - 1988. Edson had worked at 3 firms and has passed the Series 63, Series 1 and Series 39 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

46 years in the financial services industry

Current & Past Employments

FIRST CHESAPEAKE SECURITIES CORPORATION·CRD# 10517
BD
January 20, 1984 - December 31, 1988
FIRST COLUMBIA CORPORATION·CRD# 6443
BD
March 30, 1982 - October 21, 1983
ENI CORPORATION·CRD# 5693
BD
June 4, 1980 - March 26, 1982

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Current Firm

FC
FIRST CHESAPEAKE SECURITIES CORPORATION

FIRST CHESAPEAKE SECURITIES CORPORATION | HERITAGE SECURITIES CORPORATION | HALEX SECURITIES CORPORATION | FOXHALL INVESTMENT CORPORATION

CRD#: 10517 / SEC#: 8-27711
BD
Cancelled by FINRA on 09/29/1989

Contact Information

Established

Virginia since 04/21/1982

Firm Type

Corporation

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1980About the Series 63 exam

Series 1 — Registered Representative Examination

Passed May 1980

Series 39 — Direct Participation Programs Principal Examination

Passed Jul 1982About the Series 39 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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