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TS

Timothy E. Shaughnessy

GOLDMAN SACHS & CO.
NEW YORK, NY 10282-2198
CRD#: 7095271
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TS
Timothy Edward ShaughnessyGOLDMAN SACHS & CO.

Professional summary

Timothy Edward Shaughnessy, who also goes by Timothy Edward Shaughnessy, is a registered financial professional currently at GOLDMAN SACHS & CO. LLC located in New York, New York and WELLS FARGO SECURITIES, LLC located in New York, New York.

Timothy is registered as a RR (Registered Representative) and started their career in finance in 2019. Timothy has worked at 2 firms and has passed the Series 79TO and SIE exams.

Aliases

Timothy Edward Shaughnessy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Timothy Edward Shaughnessy's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 26, 2019 - Present

GOLDMAN SACHS & CO. LLC

Office #1: 200 West Street, New York, NY 10282-2198
RIA
BD
CRD#: 361
NEW YORK, NY
Current

June 26, 2026 - Present

WELLS FARGO SECURITIES, LLC

Office #1: 500 W 33rd St 30 Hudson Yards, New York, NY 10001
BD
CRD#: 126292
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(6/26/2026)
RR
District of Columbia
(6/26/2026)
RR
Florida
(6/26/2026)
RR
Louisiana
(6/26/2026)
RR
Maryland
(6/26/2026)
RR
Puerto Rico
(6/26/2026)

Exams

General Industry/Product Exam
RR
Series 79TO
Date: 8/26/2019
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/19/2019
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

WF
WELLS FARGO SECURITIES, LLC
WACHOVIA CAPITAL MARKETS, LLC | WELLS FARGO SECURITIES, LLC | WELLS FARGO SECURITIES | WELLS FARGO CORPORATE AND/& INVESTMENT BANKING | WACHOVIA CORPORATE & INVESTMENT BANKING, LLC

CRD#: 126292 / SEC#: , 8-65876

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
550 South Tryon Street 6th Floor D1086-060, Charlotte, NC, 28202
Mailing Address
1 N Jefferson Ave H0004-063, St. Louis, MO 63103
Phone number
(314) 875-3286
Established
Delaware since 03/05/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
EVEREN CAPITAL CORPORATIONPARENT
CHESTER, KARA MCSHANEDIRECTOR/MANAGER2679854
CONNOR, TIMOTHY MICHAELPRINCIPAL FINANCIAL OFFICER8157713
MACCHIO, PETERCHIEF COMPLIANCE OFFICER / DESIGNATED TEXAS OFFICER / DIRECTOR/MANAGER2124187
OHARA, TIMOTHY PATRICKDIRECTOR/MANAGER2095368
PETERS, MARY LOUDIRECTOR/MANAGER/CONTROL PRINCIPAL4062788
RILEY, MICHAEL FRANCISDIRECTOR/MANAGER4165280
RIVAS, FERNANDO SCHAIR / CEO / PRESIDENT / DIRECTOR/MANAGER4803269
SMITH, DANIEL DCHIEF OPERATIONS OFFICER5500659
THOMAS, DANIEL JEROME JRDIRECTOR/MANAGER

Disclosures

Regulatory Event158
Civil Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

WELLS FARGO SECURITIES, LLC

CRD#: 126292New York, NY 10282-2198

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