John T. Henry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John T Henry, who also goes by John Timothy Henry, John Henry, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1981. John had worked at 10 firms and has passed the Series 66, SIE, Series 86, Series 87, Series 3, Series 7, Series 5, Series 14, Series 8, Series 27, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2007 - August 9, 2007
RIVER CROSS SECURITES, LLLP
November 7, 2003 - April 4, 2005
SIG SPECIALISTS, INC.
November 7, 2003 - April 4, 2005
SIG INDEX SPECIALISTS, LLC
February 7, 2001 - February 16, 2006
SUSQUEHANNA FIXED INCOME, L.P.
October 1, 2000 - November 17, 2005
SIG BROKERAGE, LP
August 18, 2000 - April 10, 2018
SUSQUEHANNA FINANCIAL GROUP, LLLP
August 19, 1998 - August 15, 2000
BRANCH, CABELL & CO., INC.
May 1, 1996 - October 25, 1996
SUMMIT FINANCIAL SERVICES GROUP, INC.
October 27, 1983 - May 1, 1996
UJB DISCOUNT BROKERAGE CO.
July 9, 1981 - July 23, 1982
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/17/1981
Interest Rate Options ExaminationSeries 8
Date: 11/4/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
RIVER CROSS SECURITES, LLLP
CRD#: 141919 / SEC#: , 8-67415
Contact information
Documents
Red Flags
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