Karen L. Bickhart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karen Lynn Bickhart, who also goes by Karen Lynn Kirkland, Karen Lynn Knepper, was a registered financial professional .
Karen is a previously registered financial professional and started their career in finance in 2019. Karen had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 2020 - June 17, 2026
THRIVENT ADVISOR NETWORK, LLC
September 24, 2020 - September 1, 2022
PURSHE KAPLAN STERLING INVESTMENTS
February 19, 2020 - September 23, 2020
THRIVENT INVESTMENT MANAGEMENT INC.
November 19, 2019 - September 23, 2020
THRIVENT INVESTMENT MANAGEMENT INC.
Primary Firm SEC Registration
THRIVENT ADVISOR NETWORK, LLC
CRD#: 304569 / SEC#: 801-117013
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 11/19/2019
General Securities Representative ExaminationCurrent Firm
THRIVENT ADVISOR NETWORK, LLC
CRD#: 304569 / SEC#: 801-117013
Contact information
SEC notice filing (47 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 28,545 |
| AUM (Assets Under Management) | $ 6,648,306,479 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.