Daniel P. Cunningham

CUNNINGHAM WEALTH MANAGEMENT

Mooresville, NC 28117

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CRD#: 7094566

Professional summary

Daniel Patrick Cunningham, who also goes by Daniel P Cunningham, is a registered financial advisor currently at CUNNINGHAM WEALTH MANAGEMENT located in Mooresville, North Carolina.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Daniel has worked at 1 firm and has passed the Series 65 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel P Cunningham

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I am a business developer for Cunningham & Associates, CPAs, Inc. where I receive 10% of new revenues in the first year 10% of new revenues generated in the new client's first year

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Patrick Cunningham's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 26, 2021 - Present

CUNNINGHAM WEALTH MANAGEMENT

Office #1: 106 Langtree Village Drive Suite 301, Mooresville, NC 28117

RIA

CRD#: 148023

Mooresville, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(3/26/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/10/2020

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 6/27/2019

Securities Industry Essentials Examination

Current Firm

CUNNINGHAM WEALTH MANAGEMENT

CUNNINGHAM WEALTH MANAGEMENT | CUNNINGHAM WEALTH MANAGEMENT LLC

CRD#: 148023 / SEC#: 801-69472

RIA

Registered Investment Advisory firm - (8/30/2012 Terminated)

North Carolina

Registered Investment Advisory firm - (3/26/2021 Approved)

Ohio

Registered Investment Advisory firm - (6/15/2012 Approved)

South Carolina

Registered Investment Advisory firm - (8/30/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

60 Eagle Valley Court, Broadview Heights, OH 44147

Mailing Address

Phone number

(440) 717-1350

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	339
AUM (Assets Under Management)	$ 84,463,800

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel P. Cunningham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Patrick Cunningham's CRS (Customer Relationship Summary).

Certified licenses

Experience

CUNNINGHAM WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 9/10/2020

SIE

Date: 6/27/2019

Current Firm

CUNNINGHAM WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CUNNINGHAM WEALTH MANAGEMENT

TRUST BUT VERIFY

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