James M. Moore
Professional summary
James Malcolm Moore is a registered financial professional currently at CITADEL SECURITIES INSTITUTIONAL LLC and CITADEL SECURITIES LLC .
James is registered as a RR (Registered Representative) and started their career in finance in 2019. James has worked at 4 firms and has passed the SIE and Series 99TO exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Malcolm Moore's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 2, 2019 - Present
CITADEL SECURITIES INSTITUTIONAL LLC
Office #1: 120 London Wall, London, EC2Y 5 ETAugust 2, 2019 - Present
CITADEL SECURITIES LLC
Office #1: 120 London Wall, London, EC2Y 5 ETAugust 2, 2019 - February 9, 2024
PALAFOX TRADING LLC
August 2, 2019 - February 9, 2024
CITADEL CLEARING LLC
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 5/16/2019
Operations Professional ExaminationFINRA
Current Firm
CITADEL SECURITIES LLC
CRD#: 116797 / SEC#: , 8-53574
Contact information
FINRA licenses (15 States and Territories)
Documents
Disclosures
| Regulatory Event | 75 |
| Arbitration | 1 |
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Company Information
CITADEL SECURITIES LLC
CRD#: 116797London, EC2Y 5 ETTRUST BUT VERIFY
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