BM
Brendan R. Morrison
EAGLE STRATEGIES LLC
DENVER, CO 80222
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CRD#: 7094329
BM
Professional summary
Brendan Robert Morrison is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Denver, Colorado and NYLIFE SECURITIES LLC located in Denver, Colorado.
Brendan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Brendan has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6TO exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products; 888 S Harrison St #900 Fort Wayne, IN 46802; Start Date 03/2024; Role/Title: Independent Contractor; Investment Related; 10 hours per month; 10 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF DENVER FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; DENVER CO; START DATE: 04/2023] [American Indian Academy of Denver Reserve Board; this "Reserve Board" position is to monitor for any issues due to the school's closing. ; 1865 W Mississippi Ave, Denver, CO 80223 but the school is now closed. ; Start Date 12/2024; Role/Title: Board Member; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [Denver Indian Family Resource Center; Board Member of DIFRC a 501(c)3 non-profit organization serving the Denver metro area. DIFRC was founded to respond to the overrepresentation of American Indian and Alaska Native families involved in the child welfare system.; 1633 Fillmore St. GL2 Denver, CO 80206; Start Date 02/2024; Role/Title: Board Member; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours; Board Treasurer, working with DIFRC's Accountant to understand and explain to other Board Members, the organization's financial situation][Denver Socials; professional networking and event provider; 2000 S Colorado Blvd Tower 2 Suite 1100 Denver, CO 80222; Start Date 09/2024; Role/Title: Owner; Not Investment Related; 10 hours per month; 0 hours per month during securities trading hours; organize and attend events][Native Futures Giving Circle; sponsored by The Denver Foundation-The idea is to raise funds that can be given to various nonprofit organizations as directed by the giving circle members; 1009 Grant St, Denver, CO 80203; Start Date 05/2025; Role/Title: Board Member; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours; attend a meeting once a month and contribute ideas for fundraising and vote on giving grants to various nonprofits.]
CRS (Client Relationship Summary) - RIA
Click below to view Brendan Robert Morrison's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 19, 2025 - Present
EAGLE STRATEGIES LLC
Office #1: 2000 S Colorado Blvd Tower 2 Suite 1100, Denver, CO 80222RIA
CRD#: 110826
DENVER, CO
Current
December 21, 2019 - Present
NYLIFE SECURITIES LLC
Office #1: 2000 S Colorado Blvd Tower 2, Suite 1100, Denver, CO 80222BD
CRD#: 5167
DENVER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(12/4/2020)
RR
Arizona(1/6/2025)
RR
Colorado(12/24/2019)
IAR
Colorado(5/19/2025)
RR
Minnesota(3/22/2021)
RR
North Dakota(5/27/2022)
RR
Oregon(1/6/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/20/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 6TO
Date: 10/28/2019
Investment Company Products/Variable Contracts Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
