Loy D. Holt

SECURE INVESTMENT MANAGEMENT

Roseville, CA 95678

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CRD#: 709410

Professional summary

Loy Douglas Holt is a registered financial advisor currently at SECURE INVESTMENT MANAGEMENT, LLC located in Roseville, California.

Loy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Loy has worked at 15 firms and has passed the Series 65, Series 63, Series 7, Series 1 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DIVOT ENTERPRISES FINANCIAL AND INSURANCE SERVICES, INC. DBA THE DC GROUP, PRESIDENT, SINCE 6/01/2010, 915 HIGHLAND POINTE DR., SUITE #250, ROSEVILLE, CA 95678, SALE OF FIXED INSURANCE AND/OR FIXED ANNUITIES, DEVOTED TIME IS 20 HRS A MONTH, SALE OF FIXED INSURANCE PRODUCTS AND LIFE INSURANCE. LOY DOUGLAS HOLT, OWNER, SINCE 4/1980, 915 HIGHLAND POINTE DR., SUITE #250, ROSEVILLE, CA 95678, FIXED ANNUITY SALES, DEVOTED TIME IS 40 HRS A MONTH, NON-INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Loy Douglas Holt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 2, 2024 - Present

SECURE INVESTMENT MANAGEMENT, LLC

Office #1: 970 Reserve Drive Ste 100, Roseville, CA 95678

RIA

CRD#: 141195

Roseville, CA

Past

August 11, 2014 - December 31, 2024

THE DC GROUP ADVISORY SERVICES, INC

RIA

CRD#: 171459

ROSEVILLE, CA

Past

April 12, 2012 - March 17, 2014

CENTAURUS FINANCIAL, INC.

RIA

CRD#: 30833

ROSEVILLE, CA

Past

April 12, 2012 - March 17, 2014

CENTAURUS FINANCIAL, INC.

CRD#: 30833

ROSEVILLE, CA

Past

January 20, 2012 - April 11, 2012

COLORADO FINANCIAL SERVICE CORPORATION

CRD#: 104343

CENTENNIAL, CO

Past

December 22, 2009 - December 23, 2011

LIGHTHOUSE CAPITAL CORPORATION

RIA

CRD#: 41812

ROSEVILLE, CA

Past

December 22, 2009 - December 23, 2011

LIGHTHOUSE CAPITAL CORPORATION

CRD#: 41812

ROSEVILLE, CA

Past

September 3, 2008 - October 13, 2009

QUESTAR ASSET MANAGEMENT, INC.

RIA

CRD#: 133358

MINNEAPOLIS, MN

Past

September 2, 2008 - October 13, 2009

QUESTAR CAPITAL CORPORATION

CRD#: 43100

CITRUS HEIGHTS, CA

Past

September 30, 2002 - September 5, 2008

PENSION PLANNERS SECURITIES, INC.

RIA

CRD#: 14068

CITRUS HEIGHTS, CA

Past

September 27, 2002 - September 5, 2008

PENSION PLANNERS SECURITIES, INC.

CRD#: 14068

CITRUS HEIGHTS, CA

Past

February 2, 2000 - September 30, 2002

USALLIANZ SECURITIES, INC.

CRD#: 40875

MINNEAPOLIS, MN

Past

February 14, 1995 - February 4, 2000

PENSION PLANNERS SECURITIES, INC.

CRD#: 14068

SACRAMENTO, CA

Past

January 1, 1994 - February 23, 1995

LEGEND EQUITIES CORPORATION

CRD#: 30999

PALM BEACH GARDENS, FL

Past

May 7, 1990 - January 1, 1994

LEGEND CAPITAL CORPORATION

CRD#: 4149

PALM BEACH GARDENS, FL

Past

March 26, 1986 - April 26, 1990

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

Past

May 16, 1983 - June 10, 1986

LINCOLN NATIONAL PENSION INSURANCE COMPANY

CRD#: 10293

Past

June 4, 1980 - June 11, 1986

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

Past

June 4, 1980 - June 11, 1986

OSAIC FA, INC.

CRD#: 3978

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SECURE INVESTMENT MANAGEMENT, LLC

CRD#: 141195 / SEC#: 801-80752

RIA

Registered Investment Advisory firm - (1/8/2015 Approved)

Arizona

Registered Investment Advisory firm - (1/8/2015 Terminated)

California

Registered Investment Advisory firm - (2/7/2015 Terminated)

Florida

Registered Investment Advisory firm - (9/15/2015 Terminated)

Nevada

Registered Investment Advisory firm - (2/26/2015 Terminated)

Tennessee

Registered Investment Advisory firm - (2/8/2015 Terminated)

Texas

Registered Investment Advisory firm - (1/8/2015 Terminated)

Wisconsin

Registered Investment Advisory firm - (1/8/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/31/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/24/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/2/2009

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 5/19/1980

Registered Representative Examination

Principal/Supervisory Exam

Series 26

Date: 2/19/1999

Investment Company Products/Variable Contracts Principal Examination

Current Firm

SECURE INVESTMENT MANAGEMENT, LLC

CRD#: 141195 / SEC#: 801-80752

RIA

Registered Investment Advisory firm - (1/8/2015 Approved)

Arizona

Registered Investment Advisory firm - (1/8/2015 Terminated)

California

Registered Investment Advisory firm - (2/7/2015 Terminated)

Florida

Registered Investment Advisory firm - (9/15/2015 Terminated)

Nevada

Registered Investment Advisory firm - (2/26/2015 Terminated)

Tennessee

Registered Investment Advisory firm - (2/8/2015 Terminated)

Texas

Registered Investment Advisory firm - (1/8/2015 Terminated)

Wisconsin

Registered Investment Advisory firm - (1/8/2015 Terminated)

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Contact information

Main Address

3067 W. Ina Road #125, Tucson, AZ 85741

Mailing Address

Phone number

(520) 333-4719

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	825
AUM (Assets Under Management)	$ 38,291,887

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Loy D. Holt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Loy Douglas Holt's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE DC GROUP ADVISORY SERVICES, INC

CENTAURUS FINANCIAL, INC.

CENTAURUS FINANCIAL, INC.

COLORADO FINANCIAL SERVICE CORPORATION

LIGHTHOUSE CAPITAL CORPORATION

LIGHTHOUSE CAPITAL CORPORATION

QUESTAR ASSET MANAGEMENT, INC.

QUESTAR CAPITAL CORPORATION

PENSION PLANNERS SECURITIES, INC.

PENSION PLANNERS SECURITIES, INC.

USALLIANZ SECURITIES, INC.

PENSION PLANNERS SECURITIES, INC.

LEGEND EQUITIES CORPORATION

LEGEND CAPITAL CORPORATION

TOWER SQUARE SECURITIES, INC.

LINCOLN NATIONAL PENSION INSURANCE COMPANY

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

Primary Firm SEC Registration

SECURE INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/31/2000

Series 63

Date: 11/24/1992

Series 7

Date: 4/2/2009

Series 1

Date: 5/19/1980

Series 26

Date: 2/19/1999

Current Firm

SECURE INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SECURE INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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