Sarah K. Browne

FOSTER & MOTLEY

Cincinnati, OH 45236

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CRD#: 7093954

Professional summary

Sarah Katherine Browne, who also goes by Sarah Katherine Conwell, is a registered financial advisor currently at FOSTER & MOTLEY INC located in Cincinnati, Ohio.

Sarah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Sarah has worked at 3 firms and has passed the Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sarah Katherine Conwell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sarah Katherine Browne's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 31, 2022 - Present

FOSTER & MOTLEY INC

Office #1: 7755 Montgomery Road Suite 100, Cincinnati, OH 45236

RIA

CRD#: 106905

Cincinnati, OH

Past

July 16, 2020 - October 18, 2021

F/M INVESTMENTS LLC

RIA

CRD#: 304405

Cincinnati, OH

Past

June 17, 2019 - October 15, 2021

ROSS, SINCLAIRE & ASSOCIATES, LLC

RIA

CRD#: 25440

CINCINNATI, OH

Past

June 13, 2019 - June 22, 2020

ROSS, SINCLAIRE & ASSOCIATES, LLC

CRD#: 25440

CINCINNATI, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOSTER & MOTLEY INC

FOSTER & MOTLEY INC | FOSTER & MOTLEY, INC.

CRD#: 106905 / SEC#: 801-53289

RIA

Registered Investment Advisory firm - (11/18/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(1/31/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/4/2022

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/13/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/3/2019

Securities Industry Essentials Examination

Current Firm

FOSTER & MOTLEY INC

FOSTER & MOTLEY INC | FOSTER & MOTLEY, INC.

CRD#: 106905 / SEC#: 801-53289

RIA

Registered Investment Advisory firm - (11/18/1996 Approved)

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Contact information

Main Address

7755 Montgomery Road Suite 100, Cincinnati, OH 45236

Mailing Address

Phone number

(513) 561-6640

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FOSTER & MOTLEY ADV 2A BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts	889
AUM (Assets Under Management)	$ 2,537,323,649

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/22/2024	Cover Page	Report
01/25/2024	Cover Page	Report
10/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sarah K. Browne

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sarah Katherine Browne's CRS (Customer Relationship Summary).

Certified licenses

Experience

F/M INVESTMENTS LLC

ROSS, SINCLAIRE & ASSOCIATES, LLC

ROSS, SINCLAIRE & ASSOCIATES, LLC

Primary Firm SEC Registration

FOSTER & MOTLEY INC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/4/2022

Series 7TO

Date: 6/13/2019

SIE

Date: 5/3/2019

Current Firm

FOSTER & MOTLEY INC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FOSTER & MOTLEY INC

TRUST BUT VERIFY

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