Kenneth G. Strom
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Glen Strom was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1980. Kenneth had worked at 8 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 1, Series 4, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 5, 2013 - November 12, 2015
AEON CAPITAL INC
September 19, 2006 - May 11, 2010
AMERICAN BEACON PARTNERS, INC.
March 18, 2003 - October 11, 2004
BLACKBOOK CAPITAL, LLC
July 24, 1997 - September 22, 2000
MSST, INC.
August 14, 1990 - May 9, 1997
WORLD INVEST CORPORATION
June 30, 1982 - June 2, 1983
FINANCIAL PLANNERS EQUITY CORPORATION
November 25, 1981 - August 14, 1990
GLOBAL INVESTOR SECURITIES, INC.
June 4, 1980 - October 25, 1983
THE CHICAGO CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/22/1999
Limited Representative-Equity Trader ExamSeries 1
Date: 5/12/1980
Registered Representative ExaminationCurrent Firm
AEON CAPITAL INC
CRD#: 164004 / SEC#: , 8-69080
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AEON CAPITAL MARKETS, LLC | OWNER | |
| MALLIOS, DEMETRIOS | OWNER - CCO | 3169758 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
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