John C. Massolio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Cleo Massolio III, who also goes by John C Massolio III, John C Massolio, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1980. John had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2019 - October 1, 2020
TLG ADVISORS, INC.
January 29, 2019 - October 1, 2020
THE LEADERS GROUP, INC.
January 24, 2017 - March 17, 2017
OSAIC FS, INC.
December 21, 2016 - March 17, 2017
OSAIC FS, INC.
July 22, 2005 - December 31, 2014
VOYA FINANCIAL ADVISORS, INC.
March 17, 2004 - December 31, 2014
VOYA FINANCIAL ADVISORS, INC.
May 23, 2002 - January 22, 2004
1717 CAPITAL MANAGEMENT COMPANY
March 23, 2001 - January 22, 2004
1717 CAPITAL MANAGEMENT COMPANY
June 22, 1998 - March 30, 2001
SIGNATOR INVESTORS, INC.
March 31, 1997 - March 3, 1998
AFD, INC.
August 30, 1994 - March 17, 1995
MONY SECURITIES CORPORATION
June 4, 1980 - July 15, 1993
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
June 4, 1980 - July 15, 1993
SIGNATOR INVESTORS, INC.
Primary Firm SEC Registration
TLG ADVISORS, INC.
CRD#: 111052 / SEC#: 801-60458
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/15/1980
Registered Representative ExaminationCurrent Firm
TLG ADVISORS, INC.
CRD#: 111052 / SEC#: 801-60458
Contact information
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,331 |
| AUM (Assets Under Management) | $ 1,948,103,893 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
